Studies in the World History of Slavery, Abolition
and Emancipation, II, 1 (1997).
The African Diaspora: Revisionist Interpretations of
Ethnicity, Culture and Religion under Slavery1
Paul E. Lovejoy
Abstract: Lovejoy argues that sufficient information
exists about individuals taken as captives in the slave trade to allow
historians to dispense with a generalized notion of a "traditional"
African background for New World blacks and, accordingly, to articulate
the African-ness of the black diaspora with ethnic and historical
specificity. Lovejoy concedes there are difficulties involved with
absorbing the "extensive documentation on the African-ness of the slave
communities of the diaspora," but he lays out a program for future diasporic
studies. Prominent in this program are the compilation
of biographical data on captives and slaves (including oral source
material), the analysis of the sites of the slave trade and
movements of Africa-derived peoples, the analysis of cultural activities,
and an unprecedented form of international, inter institutional
cooperation, most notably among African, American, and European
institutions which promote education and research.
"Il ne servirait a rien non plus de dissimuler nos propres
résponsabilités dans les désastres qui se sont abattus ou continuent de
s'abattre sur nous. Nos complicités dans la traite [en esclaves] sont bien
établies, nos divisions absurdes, nos errements collectifs, l'esclavage
comme institution endogene...."
Nicéphore Dieudonné Soglo
The UNESCO Slave Route Project
With these words, the Président de la République du Bénin launched
the UNESCO "Slave Route" Project on 1 September 1994 at the old slaving
port of Ouidah.2 To achieve world
peace, Soglo continued, it is necessary to come to terms with the legacy
of slavery, not only the brutalities of the trans-Atlantic slave trade and
chattel slavery in the Americas but also the legacy of the blood-soaked
ritual houses in the royal palaces at Abomey, the capital of the Kingdom
of Dahomey. The "Slave Route" began within Africa, and its impact was
often severe for both deported Africans and those who remained as slaves
in West Africa as well.
The pursuit of the "Slave Route" represents a departure in the
study of the history of Africa and the African diaspora. Hitherto, Africa
and the diaspora have generally been discrete subjects of enquiry. Despite
the work of Pierre Verger, Roger Bastide, Melville Herskovits and others,
scholars have rarely pursued common links between Africa and the
Americas.3 To address this
disjuncture in scholarship is the target of the UNESCO Project, which aims
to trace the slave trade from the original points of enslavement in the
African interior, through the coastal (and Saharan) entrepots by which
slaves were exported from the region, to the societies in the Americas and
the Islamic world into which they were imported.4
The selection of Ouidah as the venue for the announcement of the
Slave Route Project was auspicious, since Ouidah had witnessed the
deportation of hundreds of thousands of slaves in the eighteenth and
nineteenth centuries.5 The
enduring memories of the trade were on display, as a tour of museums in
Ouidah, Porto Novo and Abomey revealed. The Porto Novo palace was the
venue for a display of contemporary Béninois art, which depicted the
tragedies of the slave trade in several mediums. The current depiction of
the African past through art stood in sharp contrast to the racism of
French society during the late nineteenth century as depicted through
posters and advertising from the age of the Scramble; the legacy of
slavery and the slave trade were readily apparent. The horrors of slavery
emerge in a most grotesque form in the Abomey palace of King Ghezo. The
walls of the shrine where thousands of war captives were sacrificed
contain the dried blood used to make the bricks. In this setting, the
opening words of President Soglo became all the more poignant. As the
President proclaimed, "we are all responsible for the slave trade." At the
closing of the colloquium, the Minister of Education and Culture disclosed
the fact that he is the son of a slave and that he wanted to know about
the descendants of his brothers and sisters in the diaspora; the pain of
the past era could not have been sharper. With the UNESCO initiative, an
effort is being made to bridge that almost unbridgeable gap that separates
the academic study of slavery and the slave trade from a full and general
appreciation of the heritage of Africa in the diaspora and the modern
world.
The emphasis on the "slave route" draws attention to the
consequences of the trade on Africa and the continuities that rooted the
deported slave population in Africa. Some slave descendants and former
slaves returned, particularly in the nineteenth century. And there seems
always to have been a small movement of individual freemen, especially
merchants and their sons, within the diaspora. The settlement of liberated
slaves in Sierra Leone and their subsequent dispersal represented one of
several patterns of population movement that was a consequence of the
slave trade. Besides the slaves taken off slave ships and settled in
Sierra Leone,6 other former
slaves returned from Brazil, especially after the suppression of the Male
revolt of 1835.7 A few came from
the United States, the Caribbean and other parts of the diaspora, a
migration that tended to increase after the emancipation of slaves in the
different parts of the Americas.8
As these demographic patterns suggest, the return of former slaves and
their descendants to Africa was one mechanism by which the diaspora
influenced West Africa. "African history" not only followed the slave
route to the Americas and the Islamic world, but "diaspora history" came
back to Africa with the repatriates, thereby complicating the African
component in the evolution of the diaspora. The African diaspora came to
embrace Africa itself.
A revisionist interpretation of the dispersal of enslaved Africans
in the era of the trans-Atlantic slave trade, and by extension to the
Islamic world and the Indian Ocean basin, concentrates on the role of
Africa in the genesis and ongoing history of the diaspora. This
revisionist approach emphasizes the continuities in African history and
the extension of that history into the diaspora. The identification of
disjunctures in that history is essential, but in contrast to previous
interpretations of the diaspora, these disjunctures are analysed in terms
of the continuities that have been largely overlooked. There were often
concentrations of slaves from similar backgrounds in particular slave
societies in the Americas, and in some cases where the number of slaves
was sufficiently large, several distinct historical backgrounds had a
determining influence on the formation of identifiable communities. That
is, in most parts of the Americas, slaves tended to perceive of themselves
in terms of communities that had roots in Africa.9
Although the relevance of the African background is usually
admitted, the continuities and discontinuities of African history in the
diaspora are usually minimized or ignored.10 With rare exceptions, such as
the identification of a Muslim factor,11 it is as if Africa had little
impact on the development of slave society and identity in the Americas,
except in a generalized sense.12
Marketing behavior, credit institutions, religious rituals, naming
practices, funeral ceremonies, and other features of culture are
recognized as sharing traits with a generalized and often timeless Africa,
but there has been little attempt to demonstrate how these cultural traits
developed in the context of specific historical situations in Africa from
which identifiable groups of enslaved Africans actually trace their
provenance. Identification of cultural traits is hardly sufficient for the
purposes of analysing the development of the African diaspora, however.
The analysis and discussion in this paper depends upon the concept
of diaspora.13 A diaspora, like
the ethnic group with which it is identified, requires the recognition of
a boundary; those on one side are associated with the homeland, if there
is one, and those on the other side are in the diaspora. Individuals
define themselves in opposition to their, often many and varied, host
societies through the identification with the homeland and other diaspora
communities. Individuals in the diaspora are usually in contact with the
homeland, however irregular and indirect. Political and environmental
factors can temporarily disrupt or impede this interchange, but the
diaspora ceases to have meaning if the idea of an ancestral home is lost.
While abroad, individuals maintain their social identity by living in
communities which trace their origins to the homeland. As the case of the
Jewish diaspora demonstrates, the inability to access a homeland for a
prolonged period can prompt a quest that in itself becomes an important
component of the identity of the diaspora. In the case of the African
diaspora, identification with the homeland varied considerably. In many
places, individuals participated in organized communities whose origins in
Africa distinguished among several ethnic, religious and political
backgrounds. White masters and overseers regularly acknowledged ethnic and
religious differences among slaves in the conduct of the economic life of
plantations. Their perceptions of differences among slaves are important
in reconstructing the hidden dimensions of slave communities, but only
through careful study.
Slaves, as was the case with members of other diasporas, did not
readily accept the categorization of their masters and hosts, the
"African-ness" of the diaspora emerged in tandem with the evolving racism
that provided the moral and liminal means of upholding the enslavement of
blacks. In general discussion, masters referred to all slaves as a
category, rarely distinguishing among them as individuals. Racial
designations and stereotypes blur the historical identities of the various
ethnic communities that formed under slavery. How and when racialist
influences shaped slavery and the lives of slaves obviously varied. Racial
stereotyping was constantly reformulated, just as ethnicity and community
were perpetually redefined under slavery. Diasporas had their particular
tensions with their host societies; in the Americas that tension expressed
itself through racism.
Enslaved Africans defined their membership in their own
communities in a variety of ways, often involving layers of identity with
overlapping and frequently competing interests. As with other diasporas,
enslaved Africans subordinated internal divisions and differences in
language, religion, and other aspects of culture to their circumstances.
The different sub-cultures of the diaspora developed an orthodoxy that was
"traditional," indeed "creole."
Diasporas, as made very clear in the case of enslaved Africans,
operated outside of or along side the political and legal structures of
the host countries where members of the diaspora found themselves. In many
circumstances, people join larger diasporas, often loosing any sense of
cultural purity as a sub-group. In the African context, there were a
number of diasporas, and these were made up of slaves and free-born alike.
Moreover, past relationships, including pawnship, apprenticeship, enforced
marriage or concubinage, and indenture, might well influence the
interaction among members of the diaspora. Surely people who spoke the
same language must have discussed their personal histories.
Creolization and African History
The discussion the African diaspora here stands as a critique of
the "creolization" school.14
According to this interpretation, enslaved Africans did not generally
share a common culture; their religious beliefs, languages, and social
structures varied too greatly to influence the economies and societies of
the Americas more than on occasion. The African dimension was marginal in
the genesis of the societies of the Americas, according to this
interpretation: the diverse ethnic and cultural backgrounds of the slave
population ostensibly limited the extent to which the African background
could provide a common core.
The "creolization" school emphasizes the needs of enslaved
Africans to generate defensive mechanisms to protect themselves from the
arbitrary brutality of slavery; that is "creolization" was essentially a
reaction to slavery. Cultural "survivals" have symbolic and ritual value
in this interpretation, but otherwise have little substance in bridging
the Atlantic gap. The extent to which strong African influences affected
the process of "creolization" generally remains an understudied topic. To
what extent did enslaved Africans perceive their personal histories as a
direct continuation of their experiences in Africa?
While the "creolization" theorists have emphasized the
amalgamation of diverse cultures and historical backgrounds into a set of
common sub-cultures, revisionists search for the African component in the
evolution of the "Afro-American", "American", "Latin", and "Caribbean."
Revisionists shift the emphasis from the birth of a new culture and
society to the maintenance of ties with the homeland. The exchange of
ideas and people between the diaspora and the homeland under slavery and
as a consequence change was not only mediated through Europe but in far
more complex ways. To what extent were enslaved Africans able to determine
their cultural survival; to what extent were they agents in the
continuation of traditions and the re interpretation of real historical
events? This emphasis on agency and continuity questions the Eurocentrism
and the American-centrism that have dominated much of slave studies.
Instead, Africa and the various layers of its diaspora are perceived
within a world perspective that attempts to understand historical patterns
and change without being tied to nationalist, ethnic or racial
considerations, but rather tries to explain them.
The pursuit of African history into the diaspora demonstrates how
slaves could create a world that was largely autonomous from white,
European society.15 Too
frequently, the discussion of the African background has been too vague to
establish many concrete links with the homeland. As Melville Herskovits
and others have demonstrated, it is possible to identify "survivals" or
"Africanisms" that link people of African descent to a common, albeit
vague, background.16 But it is
premature to conclude that there was no continuous historical experience
for the enslaved Africans who came to the Americas. Enslaved Africans
were victims of their predicament, but were still agents of their own
identities within the confines of slavery. As an extensive scholarly
literature now documents, slaves were often successful in asserting their
autonomy from white society and European culture. The analysis of the
"African" content in this quest for autonomy varied considerably among the
different areas of slave concentration in the diaspora. Specialists
studying Brazil have long appreciated the dynamism of these links. By
contrast, the study of the United States, until recently, has largely
ignored the specific African backgrounds of the enslaved population. Thus
Herbert Gutman uses contemporary documentation to examine family patterns
and the roots of Afro-American society, but is unable to tie specific
individuals or groups to the historical context of the contemporary Africa
from which enslaved people were drawn.17 This "near-autonomous" approach
identifies a creole population without much African content. The challenge
is to correct the Eurocentrism that has dominated slave studies by
establishing the significance of specific "survivals" in historical
context.
The failure to study enslaved Africans in the Americas from the
perspective of African history is largely a result of the way in which
African history developed as a sub-discipline. The effort to identify an
autonomous African past consciously or not affected the decisions of
scholars to concentrate on particular themes in African history that were
divorced from the study of slavery in the Americas. This political
decision separated the study of Africans in the Americas from the history
of continental Africa, and Afro-American Studies or Black Studies remained
virtually distinct from African Studies. The rise of pseudo-historical
Afro-centrism in this context is hardly surprising. Afro-centrism promotes
an attitude that counteracts racism and emphasizes Africa's place in the
Americas and other parts of the diaspora. But Afrocentrism has denied
itself the rigors of historical methodology. The revisionist approach to
the study of religion, ethnicity and culture in the Americas corrects this
ahistoricism by emphasizing African history; the evolution of slave
cultures in the Americas was tied to a specific set of African contexts
that must be analyzed historically. The context of enslavement and the
experiences of slaves in Africa before deportation to the Americas then
become relevant.
If African history holds the key to the diaspora, then the study
of the diaspora must begin in Africa, not in the Americas or elsewhere.
The African diaspora has to be dissected in its entirety. The personal
histories of individual enslaved Africans then have to be examined for
historical patterns that stem from Africa. By examining the African
history of the trade, the focus shifts. Instead of focussing on the
Americas, the method follows cohorts of slaves from Africa to the various
places in the diaspora to which they might have gone, whether in the
Americas, Islamic North Africa, or elsewhere in Africa. Inevitably, a
focus on the Americas selects slaves that were assembled in each slave
economy (Jamaica, Bahia, Cuba, etc.), regardless of the different places
of origin of these many slaves. The study of slave culture from this
American context emphasizes the common features of society and thereby
focussing on "creolization;" the origins of individual slaves are
ambiguous and generalized. By contrast, slaves can be followed from the
different parts of Africa by extrapolating from known shipping records,
verifying such data in the Americas. This approach balances the
homogenizing tendency of the creolization model. It follows enslaved
individuals who coalesce as communities, either on the basis of Islam,
other religious and cultural institutions, and/or language.
African History in the Americas
The contributions of anthropologists aside, it is time to add an
historical perspective that is rooted in African history to the
examination of slavery in the Americas. The slave trade and the movement
of identifiable groups of people have to be tied to specific historical
events and processes in Africa, and it must be demonstrated what was and
what was not transferred to the Americas. From this perspective, specific
historical circumstances determined who was exported and who was not, and
these circumstances might well have influenced who was active in promoting
adjustments under slavery and preserving knowledge of Africa. The
different reasons for enslavement have to be distinguished as crucial
variables in determining what factors were important to the enslaved
population. Whether an individual became a slave as a result of war,
famine, commercial bankruptcy, judicial punishment, or religious
persecution mattered. The conscious deportation of political prisoners has
to be distinguished from impersonal transactions in the fairs and
market-places of Africa. Instances of "mistakes" need to be documented as
a means of determining why individuals ended up in the Americas or North
Africa who legally should not have been so enslaved. Such examples include
arbitrary alterations in the terms and conditions of pawnship, failure to
ransom kidnapped victims, and "panyarring", i.e. the seizure of
individuals for debt or other compensation.18 Slaves can be examined as
individuals and as recognizable groups of people who had personal and
collective histories.
I am suggesting that the methodologies and research results of the
past several decades of Africanist history can be used much more
effectively in the examination of the conditions of slaves in the Americas
than has been the case until now. In the process of applying these
methodologies and research results, we will also know more about the
history of Africa itself. Specifically, because it is now possible to say
much more about the identities of the enslaved people who were brought to
the Americas from Africa, we can now see the slaves of the Americas as not
just an enslaved black population but also as Africans who constituted a
displaced population that behaved in ways that were similar to other
displaced people at other times. The fact that people were forcibly
transported from Africa in the case of slaves should not disguise the
similarity with other migrations. By comparing the movement of slaves
across the Atlantic with other trans-Atlantic migrations, it is possible
to see Africans as active agents in reformulating their cultural and
social identities in the Americas, despite the oppressive setting to which
they were subjugated.
The issue of agency is important in unravelling the history of
Africans outside of Africa. Scholars have taken the conscious actions of
slaves into consideration in studying slave resistance, even extending
their analyses to the ethnic origins of those involved in revolt and
marronage. The extent to which specific historical situations influenced
this resistance has not been explored sufficiently, however. The study of
religion, cultural expression (including music, cuisine, naming patterns,
etc.), and social relationships (kinship, ethnicity and ship-board
friendships) also hinges on the recognition that people found ways to
determine their identities on their own terms. Much more so than
previously, these aspects of slave culture are not perceived as
"survivals" but rather as features of conscious and not-so-conscious
decisions by people themselves in selecting from their collective
experiences those cultural and historical antecedents that helped make
sense of the cruelty of slavery in the Americas. While many slaves were
brutalized to the extent that they died without entering into meaningful
and sustainable forms of social and cultural interaction with their
compatriots, many other slaves more or less successfully re-established
communities, reformulated their sense of identity, and reinterpreted
ethnicity under slavery and freedom in the Americas. More than simply the
foundation for individual and collective acts of resistance, these
expressions of agency involved the transfer and adaptation of the
contemporary world of Africa to the Americas and were NOT mere "survivals"
of some diluted African past. Despite the "social death" of which Orlando
Patterson speaks,19 slaves
created a new social world that drew on the known African experience.
Certainly the horrors of enslavement, the rough march to coastal ports and
the trauma of the Middle Passage affected the psychological and medical
health of the enslaved population, but not to the extent imagined by
Elkins, at least not in most cases. While their resurrection from
Patterson's "social death" was distorted by chattel slavery, many enslaved
Africans were none the less fit enough to participate in the "200 Years'
War" of which Patterson also writes.20
From the perspective of Africa, therefore, it is fruitful to
examine the condition of slaves in the Americas on the basis that they
were still Africans, despite their chattel status, the deracination that
accompanied their forced migration, and the sometimes haphazard and
sometimes deliberate attempts of Europeans to destroy or otherwise
undermine this African identity. I am not here suggesting that enslaved
blacks conceived of themselves in pan-African terms of recent times; the
evolution of such solidarity has to be examined historically for different
times and different places. Rather, I am arguing that many slaves in the
Americas, perhaps the great majority, interpreted their lived experiences
in terms of their personal histories, as anyone would, and in that sense
the African side of the Atlantic continued to have meaning. Often slaves,
former slaves, and their descendants still regarded themselves as Africans
-- in the broad sense that they had come from Africa, no matter whether
they reinterpreted that identity in reformulated ethnic terms (Nago,
Coramantee, Mandingo, Pawpaw, etc.), in religious terms (Male/Muslim,
Kongo Christian, animist), or in some other manner. Efforts to return to
Africa by boat or by joining the world of the ancestors through suicide
have special meaning in this sense. They are perhaps the starkest examples
of the continued association with Africa for some slaves.
The process of creolization comes much more in focus when the
merger of cultures -- European and African -- is perceived in terms that are
more equal than is often the case. The Africa that entered the creole
mentality was neither static nor ossified. We can go beyond the pioneering
work of Herskovits and his students, who identified sets of cultural
traits -- "survivals" -- that provided colour to the sub-culture of slaves
and their descendants. This anthropological approach explores the
formulation of distinct societies in the context of slavery; current
research is adding an historical perspective to this analysis. For many
slaves in the Americas, Africa continued to live in their daily lives.
That experience included a struggle to adapt to slavery in the Americas
and to re-interpret cultural values and religious practices in context,
but frequently maintaining a clear vision of the African past and more
than a fleeting knowledge of developments in Africa after arrival in the
Americas. Only when fresh arrivals stopped coming from a specific homeland
did the process of creolization take root.
Problems of Methodology
As I have suggested, enslaved Africans sometimes interpreted their
American experience in terms of the contemporary world of Africa, and
consequently, efforts to understand their situation in the Americas has to
take full cognizance of the political, economic and social conditions in
those parts of Africa from where the individual slaves had actually come.
That is, the conditions of slavery were shaped to a considerable extent by
the personal experiences and backgrounds of the slaves themselves. They
brought with them the intellectual and cultural lens through which they
viewed their new lives in the Americas, and they made sense out of their
oppression through reference to Africa as well as the shared conditions of
auction block, mine and plantation. How to get at this carry-over of
experience presents difficulties for historians and other scholars, but
there is no reason to doubt that there was a transfer of experience, any
more than was the case with other immigrants, whether voluntary or
involuntary.
As a first approximation, it is essential to unravel the
complicated and often incompletely-known movement of individuals from
point of enslavement to coastal port and from there to the different parts
of the Americas. This exercise includes a study of the demography of the
trade, an effort which has made considerable advances in the past 25
years, since the pioneering study of Philip D. Curtin.21 Despite ongoing critique and
revision, the regional origins of slaves by specific time period and
according to age and sex are now known with reasonable certainty. The
correlation of these quantifiable data with local political events and
economic factors in broad outline is now possible as well.22 The numbers in themselves do not
blame or condemn the participants in the slave trade; no matter how they
are viewed - large or small - numbers cannot adequately express the
terrible suffering of the people who were caught up in the trade. What
demographic analysis can do, however, is contribute to our knowledge of
the regional and ethnic origins of the exported slave population.
Statistical data are therefore useful in determining why, when and how
individuals were enslaved and indirectly may assist in revealing what
aspects of personal experience were important to slaves in the Americas.
Although not all contemporary events in Africa continued to have
meaning to people once they arrived in the Americas, the reasons for
enslavement and deportation almost certainly did. There are at least two
ways of getting at these underlying factors: first, through an
understanding of the history of specific regions, states, and places in as
much detail as possible, and second through biographical accounts of
individuals and a sociological analysis of such accounts. This approach
can help in understanding not only where individual slaves came from and
how they were enslaved but also can assist in analyzing the process by
which individuals formed new communities and new identities under slavery.
The first task is the assignment of all historians of Africa and
clearly does not only relate to the study of slavery and the slave trade.
Indeed, the relative importance of trans-Atlantic slavery is subject to
debate in the study of the African past.23 This agenda of historical
reconstruction is now being pursued both in national universities within
Africa and among scholars world-wide to an extent that is often daunting
to specialists and perhaps more so to non-specialists. For scholars of
slavery in the Americas who seldom venture across the Atlantic to the
homeland, the rapid and voluminous changes in documentation and analysis
are a special problem. It is hard enough staying abreast of advances in
any area of specialization, and crossing the Atlantic to look closely at
African history is a big task. But difficulties duly considered, it is
fully as important to keep abreast of advances in African history as in
European history. The proper study of slavery in the Americas requires the
study of two, overlapping diasporas -- European and African -- and their
inter-relationships with their home cultures and societies and with each
other.24 Unfortunately, but
perhaps to be expected if no longer acceptable, the African dimension has
suffered from an inferior status and neglect while the European background
and ongoing history have not.
The methodology that is required to uncover the active linkages
between Africa and the Americas must begin with a comprehensive knowledge
of African history. Then the same historical techniques must be applied in
reconstructing the past of Africans who were forcibly moved to the
Americas as in the migration of Europeans into their diaspora. It is a sad
comment on the state of slave studies in the Americas that this common
sense is often ignored. Some of the best scholarship makes assumptions
about the African past that abuse standard historical methodology;
including the central importance of chronology, the examination of change
over time, the critique of all available source material, the insistence
that later events and phenomena not be read back into the distant past,
and other aspects of the discipline that are or should be taught in
virtually every introductory history course.
In defiance of these fundamental principles of historical
scholarship, slave studies are too often imbued with ahistorical
generalizations about the nature of the African past. Raboteau identified
the problem as unavoidable because of a lack of sources "for writing the
history of nonliterate cultures." In his study of slave religion, he found
that "written [European] sources contemporaneous with the slave trade
are...often marred by ethnocentric bias, but as a genre they do give a
general, if distorted and fleeting, view of some elements of religious
belief and practice in West Africa during the centuries of the slave
trade."25 But is the problem
with sources their scarcity? The UNESCO Slave Route Project has already
demonstrated that sources are extensive, though widely scattered.
Breakthroughs in technology that allow the scanning of primary documents
onto the computer suggest that the problem will soon be an excessive
quantity of material from archives that many specialists have never been
able to consult. The question of biased sources is a problem common to all
historical research, and hence Raboteau's comments on the ethnocentrism of
European sources are not unique to the study of the African diaspora.
The technique that many scholars have adopted in overcoming the
supposed paucity of sources is the application of anthropological
observations from the twentieth century to the past.26 "When correlated with later
anthropological accounts," according to Raboteau, "some of the distortion
and confusion can be neutralized (though it would be naive to assume that
some modern accounts of African religions do not also suffer from bias)."
But can anthropological insights be used without verification through the
usual methods of historical scholarship? Without the verification of
contemporary documents, the findings of anthropology are nothing more than
speculation. Unfortunately, specialists of slavery in the America
generally have failed to document their analysis of religion and culture
on the basis of the lived experiences of the enslaved Africans
themselves.27 In discussing Igbo
customs and practices, for example, Sterling Stuckey uses
twentieth-century data to demonstrate the continuity and longevity of
African customs and practices, but he does not establish how and when
culture was transferred.28 The
result is bad anthropology and even worse history. A critical examination
of the condition of slaves must begin in Africa, and that examination must
use the same rigorous historical methodology that characterizes other
areas of history.
In Raboteau's words, the issue is "the question of the historicity of `traditional' African cultures."
Can it be assumed that African cultures and religions have
not changed since the close of the Atlantic slave trade a century ago? To
simply use current ethnological accounts of African religions without
taking into account the possibility of change is methodologically
questionable. Due to pressures from without -- intensified Muslim and
Christian missions, European imperialism, Western technology and education
-- the growth of African nationalism during the late nineteenth and
twentieth centuries, African traditional religions have changed and
continued to do so.... Besides external pressures to change, there are
also indigenous processes of change within traditional African societies
themselves....29
Despite Raboteau's caution, the examination of religion is usually treated
in static terms; it is not shown what people believed and how they
expressed these beliefs in different times and places. Nor has there been
any serious attempt to demonstrate how religion was related to ideology
and political structure. Instead, the concept of "traditional African
religion" has been presented as an unchanging force that was all-embracing
over vast parts of the continent; observations from a variety of sources
are merged to fabricate a common tradition that may or may not have had
legitimacy. For want of historical research, the religious histories of
Africans from the Bight of Bénin, the Bight of Biafra, Kongo, and the
interior of Angola are accordingly reduced to the meaningless concept of
"traditional". Hence the concept "traditional" has little functional or
analytical use.30
The same standards of historical reconstruction should apply to
the study of the African religious tradition as in the examination of the
impact of Christian missions and evangelicalism and the spread of Islam.
Unlike the study of "traditional" African religion, the conversion of
slaves to Christianity in the Americas has been the subject of extensive
research. Consequently, scholarly analysis has not been prone to
ahistorical generalization, except with respect to the African background.
Until recently, moreover, the African contribution to the spread of
Christianity in the Americas was overlooked. As Thornton has demonstrated,
some Africans from Kongo and Angola were already Christian before reaching
the Americas, and hence enslaved Christians were also a factor in
spreading the faith among slaves in the Americas.31 Thornton's discovery indicates
that the interaction between African religious traditions and Christianity
was more complex than previously thought. Moreover, the context for
analyzing the conversion to Christianity includes Africa as well as Europe
and the Americas. Clearly the complexities of African religious history
are blurred because there has been little research done on this important
topic. The possible exception is the study of Islam among slaves, where
the historical context of enslavement has sometimes been identified with
concurrent political developments in West Africa.
Another area of analysis that is particularly fraught with
ahistorical generalizations concerns issues relating to ethnicity.32 With few exceptions, the study
of slavery in the Americas has tended to treat ethnicity as a static
feature of the culture of slaves. Twentieth-century ethnic categories in
Africa are often read backwards to the days of slavery, thereby removing
ethnic identity from its contemporary political and social context.
Michael Mullin, for example, is certainly correct in noting that "tribal"
is no longer "good form", but not for reasons he supposes, and certainly
"ethnicity" is not "a euphemism for tribal", as he claims.33 The concept of ethnicity is a
particularly valuable tool for unravelling the past because it is a
complex phenomenon tied into very specific historical situations. By
contrast, Gwendolyn Hall's account of Africans in colonial Louisiana
traces the movement of a core group of Bambara from Africa to Louisiana,
although for whatever reasons, Hall has not been able to carry her
findings forward very far.34
What does it mean that "Bambara" arrived in Louisiana in the eighteenth
century? To answer this question requires a detailed study of how the term
"Bambara" was used in different contexts at the time, not only in
Louisiana but also in other parts of the diaspora and in West Africa.
Since specific ethnic identifications had meaning only in relation to
other ethnic categories, their importance has to be examined with
reference to the boundaries that separated different ethnic categories
from each other, including the political, religious, and economic
dimensions of these differences and how these changed over time. Certainly
historical associations with Africa were also essential features of these
definitions of community, and rather than being static, the links with
Africa were seldom disconnected from events across the Atlantic.
Ethnicity underwent redefinition in the Americas. On the one hand,
European observers developed categories for African populations which
involve problems of interpretation: The "Chamba" of slave accounts refers
to the Konkomba of the upper Voltaic region, not the Chamba of the Benue
River basin in Nigeria; Gbari are an ethnic group referred to as Gwari by
Hausa-speakers, but Gambari is a Yoruba term for Hausa; Nago is a
sub-section of Yoruba speakers but was sometimes used as a generic term
for Yoruba; Tapa refers to Nupe. These labels had meanings that have to be
deciphered in context. In the Sokoto Caliphate, conversion to Islam often
meant becoming Hausa, which became the language of commerce and empire.
Hence the recognition of Hausa-speakers in the diaspora does not
necessarily establish that these "Hausa" have much in common with
twentieth-century "Hausa", since many probably were non-Hausa in origin.
The imposition of European labels for African populations further
compounds the problem, since these were not necessarily the names used by
enslaved Africans themselves. As the study of ethnicity in Africa has
demonstrated clearly, ethnic identities and can only be understood in
context of the times; present ethnic categories cannot be applied
backwards in time any more than present religious practices can be.
Ethnicity, religion and culture of the enslaved population kept
changing. Before the abolition of the trans-Atlantic trade in enslaved
Africans, new slaves were constantly arriving and thereby infusing slave
communities with new information and ideas which had to be assimilated in
ways that we do not always understand at present. The movements of former
slaves, both before British abolition and especially afterwards, continued
these contacts. Being "Nago" in Bahia in the early nineteenth century was
not the same as being "Yoruba" in West Africa, but uncovering the
difference and what was meant by these labels at the time is a major task
whose undertaking must inform any analysis of the slave condition.
Resistance to Slavery and the Abolition Movement
While the African dimension has sometimes been emphasized in the
analysis of slave resistance in the Americas, the study of resistance is
too often divorced from a study of the abolition movement. The emphasis on
African history that is being advocated here suggests that these two
subjects should be treated together; the preliminary work on the ethnic
component in slave resistance should now be supplemented with an
investigation of the role that Africans played in the abolition movement
and the spread of anti-slavery doctrines. Once more the issue of agency
and the African background are paramount. Resistance and abolition must be
re-examined in the light of the additional research being conducted in
Africa and after renewed consideration of methodological issues arising
from the interpretation of new data.
The study of the African component of slave resistance may appear
to be the exception to the general state of slave studies, which has
tended to pay more attention to the European influences on the Americas
rather than the continuities with African history. Palmares is identified
as an "African" kingdom in Brazil; an early and important example of the
quilombos and palenques of Latin America which also often revealed a
strong African link.35 In
Jamaica, enslaved Akan are identified with rebellion and marronage; they
are considered responsible for setting the course of cultural development
among the maroons.36
Despite the identification of the ethnic factor, however, most studies of
slave resistance fail to examine the historical context in Africa from
which these rebellious slaves came. Whether or not there were direct links
or informal influences that shaped specific acts of resistance simply has
not been determined in most cases.
Because the African background has been poorly understood,
perhaps, scholars have tended to concentrate on the European influences
which shaped the agenda of slave resistance. Eugene Genovese, for example,
has argued that there was a fundamental shift in the patterns of
resistance by slaves at the end of the eighteenth century, which he
correlated with the French Revolution and the destruction of slavery in
St. Domingue.37 Before the
1790s, according to Genovese, slave resistance tended to draw inspiration
from the African past, but the content of that past remains obscure in
Genovese's vision. With the spread of revolutionary doctrines in Europe
and the Americas, slaves acquired elements of a new ideology that
reinforced their resistance to slavery. The process of creolization, which
introduced slaves to European thought, brought the actions of slaves more
into line with the revolutionary movement emanating from Europe.
Genovese's interpretation further highlights the problem of
identifying the impact of African history on the development of the
diaspora. Scholars who are not well versed in African history seem to have
a cloudy image of the African contribution to resistance and the evolution
of slave culture. Perhaps it is to be expected, therefore, that European
influence is more easy to recognize than African influence. For Genovese,
following the earlier lead of C.L.R. James,38 the French Revolution had such
an obvious impact on the St. Domingue uprising that the African dimension
is not relevant. As Thornton has demonstrated, however, even the uprising
in St. Domingue had its African antecedents, especially the legacy of the
Kongo civil war.39 Moreover,
influences from Africa remained a strong force in the struggle against
slavery well after the 1790s, especially in Brazil and Cuba, where there
was a continuous infusion of new slaves from Africa, often from places
where slaves had been coming for some time. The complex blending of
African and European experiences undoubtedly changed over time, but until
African history is studied in the diaspora, it will be difficult to weigh
the relative importance of the European and African traditions.
Rebellion and marronage were fundamentally political acts, but
except for a vague notion that the African backgrounds of slaves
influenced the decisions of slaves to conspire, there has been very little
attempt to correlate slave resistance in the Americas with events in
Africa. None the less, there are clear examples of such overt links, as in
the case of the Male uprising in Brazil in 1835.40 Muslim slaves from the Central
Sudan, many seized in the jihad associated with the foundation and
expansion of the Sokoto Caliphate, were responsible for staging this
revolt, which erupted almost thirty years after intensive and active
discontent among the slave and former slave population of Bahia,
particularly those identified as Nago and/or Muslim. As I have argued
elsewhere, the uprising of Muslim slaves in Ilorin in 1817 and again in
the early 1820s, which was an extension of the Sokoto jihad, was a much
more likely source of inspiration for Muslims in Bahia than the slave
revolt in St. Domingue.41 Indeed
many Muslims in Bahia appear to have been political prisoners who were
deliberately deported to the Americas from the Sokoto Caliphate. This case
highlights the role of agency to an extent that fleshes out earlier
attempts to trace resistance to an African background. The wave of Muslim
unrest began a decade after the uprising in St. Domingue, and while the
French Revolution may have had an influence, the unrest in Bahia can be
better understood within the tradition of jihad in West Africa than with
revolutionary events in Europe.
Not all the unrest in Bahia in the first half of the nineteenth
century is to be identified with the Muslim population, however. There was
also a series of disturbances that are traced to the Yoruba-speaking
population, which included both Muslim Yoruba and other Yoruba who
worshipped Orisha and were associated with one of the Catholic Lay
Brotherhoods. These differences, too, related back to Africa and the
changes underway in the Nigerian hinterland in the first several decades
of the nineteenth century. Moreover, many enslaved Yoruba converted to
Islam in Bahia, particularly in the late 1820s and early 1830s. Despite
the increasing number of Muslim Yoruba, leadership still rested in the
hands of clerics from the Sokoto Caliphate, many of whom were identified
as Hausa or Nupe, and some of whom came from Borno. Considering the level
of literacy among this enslaved Muslim community and the political and
religious origins of their enslavement, it is perhaps not surprising that
events in Bahia had a strong component of African history.
These conclusions which link events in Bahia with the foundation
and consolidation of the Sokoto Caliphate and the resulting political
disorders among the Yoruba are based on biographical information of
individual slaves exported from the Central Sudan. In an initial survey,
108 biographies were collected. While additional data are being collected
in different parts of the diaspora, these preliminary profiles of slaves
include the names of individual slaves, their religion, the approximate
date of enslavement, the approximate age at time of enslavement, the
method of enslavement, the route to the coast for export, and
ethnic/geographic designations of origin.42 On the basis of my data, it
appears that 95 per cent of Central Sudan slaves who were deported to the
Americas in the first half of the nineteenth century were young, adult
males, most of whom had military experience and indeed were prisoners of
war. Most were Muslims. Such a concentration strongly suggests that the
historical context in which these individuals were enslaved had an impact
on their sense of identity in the Americas. From these accounts, the jihad
of Usman dan Fodio emerges as a major factor in the export of slaves to
the Americas.
The transition in the patterns of resistance which eventually
merged African and European historical experiences ultimately resulted in
a movement to abolish slavery itself. The reasons for this fundamental
development arose directly out of the condition of slaves in the Americas
as well as the European Enlightenment. Whereas in Africa slavery, pawnship
and other forms of social oppression had been common, there is no evidence
of wide-spread opposition to these institutions. Opposition to slavery in
Africa was largely confined to the individual actions of disgruntled
slaves.43 The fact that some
slaves were exported to the Americas because masters found them difficult
to control or manage indicates that resistance to slavery was to be found
in Africa. Efforts to redeem family members and to ransom prisoners from
bondage sometimes checked abuses, and flight from slavery was common in
some parts of Africa. Islamic prohibitions against the enslavement of
Muslims and a reluctance to sell Muslim slaves to non-Muslims placed some
limits on slavery, but otherwise, there does not appear to have been a
movement to abolish the slave trade or emancipate slaves in Africa before
the nineteenth century. Despite acts of resistance that can be traced back
to Africa, abolitionist ideas do not seem to have been formulated among
slaves before they reached the Americas.
The further deracination accompanying the ocean voyage and the
humiliation of racial stereotyping that followed in the Americas
fundamentally altered the perception of slavery as an institution for many
slaves. Individuals who had previously not been noted as opponents of
slavery as such now had to struggle against their bonds in the Americas to
the point that many became firm opponents of the institution. In the
Americas, there were added dimensions to this resistance, especially
reactions to the racial characteristics of chattel slavery. This
fundamental difference from the condition of slaves in Africa emerged
gradually, although the roots of racial categories were established early.
Acts of resistance that combined indentured Irish workers, African slaves,
and Amerindian prisoners did occur, although in the end these alliances
disintegrated.44 Furthermore,
slaves did not consolidate ethnic identifications on the basis of colour,
but it was widely understood that most blacks were slaves and no slaves
were white. Although there were black, mulatto and American-born slave
owners in some colonies in the Americas, and many whites did not own
slaves, chattel slavery was fundamentally different in the Americas from
other parts of the world because of the racial dimension.
The association between the abolition movement and African
resistance to slavery is a controversial point. Abolitionism is usually
attributed to European thought, especially as expressed by Enlightenment
thinkers in Britain and in northern North America. David Brion Davis and
other scholars have provided useful, even insightful, analysis of this
phenomenon, but the premise of much of this analysis overlooks the slaves
themselves.45 It is worth
remembering that in St. Domingue, slaves were responsible for their own
liberation, and as noted above, the antecedents for their uprising can be
traced to the Kingdom of Kongo as well as Revolutionary France.46 How slaves transformed their
African experiences into revolutionary action against the institution of
slavery still has to be explored. Even specialists of Africa have
inadvertently overlooked the importance of black abolitionist thought and
action. Thus Martin Klein writes: "There is no evidence...that slavery
was seriously attacked in any part of the world before the eighteenth
century. The abolition movement had its origins in a change in European
consciousness."47 Klein
attributes this change to the Enlightenment, thereby ignoring changes in
thinking that were taking place among slaves and former slaves in the
Americas.
However, as Hilary Beckles has argued, there was an "indigenous
anti-slavery movement" among Africans in the Americas. That is,
abolitionism was as much a BLACK response to slavery as a European
phenomenon, and hence the concentration on the abolition movement in the
standard literature as a WHITE, European movement is only part of the
story.48 It remains to be seen
how Africans who were subjected to slavery in the Americas transformed
their ideas about slavery. Institutions of servitude, including slavery,
that were acceptable in Africa and to which many Africans had been exposed
even before their own enslavement were no longer acceptable in the
Americas. The conditions of slavery in the Americas were such that the
ideological framework that countenanced slavery was transformed into
abolitionism.
Implications for Studying Slavery in the Diaspora
Once we consider issues of agency, identity, and community in the
Americas, which in effect is a logical extension of this kind of research,
it is clear that many slaves perceived of themselves in the historical
context of their time, not only in the Americas but also in Africa itself.
In emphasizing the central place of Africa in the slave experience, my
intention is to highlight the importance of agency. While it is often
claimed that slaves were active participants in shaping the societies of
the Americas, and many studies of slave resistance often come close to
demonstrating that active role, I am suggesting that enslaved Africans
cannot be fully appreciated as agents of their own fate, no matter how
much they were constrained by chattel slavery, until there is greater
appreciation of the lived experiences of slaves in Africa itself. Rather
than maintain a few cultural "survivals" that are quaint and symbolic,
enslaved Africans brought with them political issues and live
interpretations of their own predicament. It is worth stressing that there
was a continuous stream of enslaved immigrants coming from Africa during
periods of growth and prosperity. Hence individual colonies in the
Americas often received slaves from the same places in Africa, thereby
updating information, rekindling memories and reenforcing the African
component to the cultural adaptations under slavery. The extent to which
linkages with Africa were maintained or declined into insignificance needs
to be established. The ways in which enslaved Africans subsequently
interpreted their conditions in the Americas and the Islamic world lies at
the heart of the African contribution to the process of creolization, the
forms of resistance, and the extent of accommodation with the slave
experience.
There are in fact different paradigms for considering the
communities of enslaved Africans in the diaspora than those currently
being used: Besides being slaves, Africans in diaspora belonged to
immigrant populations and they constituted what amounted to refugee
communities, forced to migrate in different ways than modern refugees, who
themselves are frequently forced to move. Like immigrant communities and
refugees in other times and other places, enslaved Africans identified
with communities which maintained links with their countries of origins in
a variety of ingenious ways. Enslaved Muslims in Bahia, for example,
considered themselves as belonging to the world of Islam; their
educational system and common prayers were not "survivals" but active
attempts to maintain and extend that world.
Based on my preliminary research, it is apparent that there is
extensive documentation on the African-ness of the slave communities of
the diaspora, but there is an additional problem facing historians
attempting to examine such materials. First the material is widely
scattered; in my case in at least thirty different countries; second an
analysis of this material requires a thorough knowledge of African history
for specific regions and specific periods, which is not easy to acquire by
non-specialists; third, analysis also necessitates a full understanding of
the different parts of the diaspora, which is just as difficult to acquire
as the knowledge of African history; fourth, there is the problem of
language; in my case Portuguese, French, English, Spanish, Arabic, Hausa,
Nupe, Yoruba as a start; fifth; such study requires the full discipline of
historical methodology -- the use of contemporary documentation to examine
historical change, not twentieth-century anthropological data read back
into history; sixth; a good understanding of the latest theories on
ethnicity, particularly as advanced by historians studying ethnicity in
colonial contexts, such as southern Africa and elsewhere. Is it possible
for such research to be done? In my opinion, this type of work can only be
done through extensive, international collaboration among scholars.
As a guideline for future research, I am suggesting that
information that has often been passed over for want of significance to
researchers needs to be re-examined. Specifically, biographical data needs
to be gathered, collated, compared, and analyzed with the assistance of
specialists who know the history of the time period and area from which
individual slaves came in Africa. These biographical data are far too
extensive for individual scholars to collect, although it is scattered and
may not appear to be numerous enough to be significant in the context of
other research. Only through a massive international collaborative effort
will it be possible to harvest this abundant resource. Equally important,
the details of cultural "survivals" -- names, attributes of culture,
kinship relationships, religious observances, etc. -- must be collected in
situ, that is, the exact wording of references with full supporting
context has to be recorded so that specialists of African history can have
the opportunity to debate the possible meanings of the data.
Oral source material is also essential. The extent of such data is
not even known; much data have been collected scientifically by scholars,
but other data has been preserved haphazardly by contemporary observers
and the descendants of slaves. Because of the methodological difficulties
in collecting and examining these materials, the effort at analysis must
again be collaborative and involve Africanist specialists as well as the
actual collectors and researchers who have uncovered or who are
re-examining such materials. Undoubtedly there is also material among
existing communities of the descendants of former slaves, both in the
Americas and among those who returned to Africa.
Sites and monuments that require urgent inspection, together with
the collection of available oral and written documentation that explain
their significance, must also be a focus of research. Such sites include
the locations of returned freed slaves in Africa and cemeteries and
religious shrines in the Americas. The linkages to the historical record
that may be revealed in such locations will vary considerably. Cultural
activities, including carnivals and sanatoria festivals, offer
possibilities for identifying and isolating the ongoing historical
connections among Africans in the Americas and in Africa. This focus of
research is intended to be suggestive, and nothing more. The purpose is
clear -- to uncover the interactions between Africa and the Americas
during the days of slavery and thereafter correct the historical balance.
The bias that emphasizes the linkages between Europe and the Americas
inevitably distorts the context of creolization and the development of the
modern societies and cultures of the Americas. The revisionist approach
being proposed here directly challenges the marginality of Africa to the
development of the diaspora and thereby to the process of creolization.
The oppression of European masters and the pull of the
international market for primary products may have set the conditions of
slaves in the Americas, but in adjusting to these conditions, enslaved
Africans nonetheless reinterpreted African issues and modified useful
institutions in their quest to make sense out of their conditions and to
establish a new identity in the diaspora. This identity began in the
context of events and experiences in Africa but over time and after
generations evolved into the pan-African identity of Peter Tosh's lyrics:
"Anywhere you come from, as long as you're a black man, you're an
African".49
Notes
1. An earlier version of this paper was presented as the
Bradford Morse Lecture at Boston University, April 1995. I wish to thank
David Richardson, Robin Law, Philip Morgan and Brenda McComb for their
comments.
2. Also commonly spelled Whydah in English.
3. Pierre Verger, Flux et reflux de la traite des
nègres entre le golfe du Bénin de Todos os Santos du XVIIe au XIXe
siècle (Paris, 1968); Roger Bastide, Les religions africaines
au Brésil: vers une sociologie des interpénétrations de civilisations
(Paris, 1960); Melville J. Herskovits, The Myth of the Negro
Past (New York, 1941). Also see, for example, Herbert H.S. Aimes,
"African Institutions in America," Journal of American
Folk-lore, 18 (1905), 15; Melville J. Herskovits, "On the
Provenience of New World Negroes," Social Forces, 12 (1933),
247-62; Gonzalo Aguirre Beltran, "Tribal Origins of African Slaves in
Mexico," Journal of Negro History, 31 (1946); Gabriel Debien,
"Les origines des esclaves aux Antilles," Bulletin de l'Institut
d'Afrique Noire, sèr. B, 23 (1961); Gabriel Debien,
Plantations et esclaves à Saint-Domingue (Dakar, 1964).
4. Doudou Diène, "A New International Project: The Slave
Route," The UNESCO Courier (October 1994), p. 29. A volume
of papers presented at the UNESCO Symposium in Ouidah is to be published.
5. Bonny and Calabar in the Bight of Biafra and Cabinda,
Benguela, and Luanda in West-Central Africa were also significant
exporters of slaves and may well have been more important than Ouidah in
certain decades, but there is no question that Ouidah was one of the major
ports. According to a sample of 8,945 voyages carrying approximately
3,327,000 slaves between 1595-1867, Ouidah appears to have been second
only to Cabinda in numbers of slaves exported to the Americas; see David
Eltis and David Richardson, "The Structure of the Transatlantic Slave
Trade, 1595-1867," unpublished paper presented at the Social Science
History Meeting, Chicago, 1995.
6. David Dalby, "Provisional Identification of Languages
in the Polyglot ta Africana," Sierra Leone Language Review, 3
(1964), 83-90; P.E.H. Hair, "The Enslavement of Keels Informants,"
Journal of African History, 6 (1965), 195-203; Adam Jones,
"Recaptive Nations: Evidence Concerning the Demographic Impact of the
Atlantic Slave Trade in the Early Nineteenth Century," Slavery and
Abolition, 11:1 (1990), 42-57.
7. Pierre Verger, Trade Relations between the Bight
of Bénina and Bahia 17th-19th Century (Ibadan, 1968), pp. 532-66;
Lisa A. Lindsay, "'To Return to the Bosom of their Fatherland': Brazilian
Immigrants in Nineteenth-Century Lagos," Slavery and
Abolition, 15:1 (1994), 22-50; Jerry Michael Turner, "Les
Bresiliens - The Impact of Former Brazilian Slaves upon Dahomey," Ph.D.
thesis, unpublished, Boston University, 1975; an early attempt to study
the return of former slaves to the Bight of Bénin; see also the
forthcoming doctorat d'état of Bellajimin Codo on the history of the
Afro-Brazilians in the République du Bénin.
8. See, for example, various studies in Joseph E. Harris,
ed., Global Dimensions of the African Diaspora, 2nd ed.
(Washington, 1993) including Akintola J.G. Wyse, "The Sierra Leone Krios:
A Reappraisal," pp. 339-68; S.Y. Boaki-Siaw, "Brazilian Returnees of West
Africa," pp. 421-40; St. Clair Drake, "Diaspora Studies and
Pan-Africanism," pp. 451-514.
9. In addition to the early literature on the ethnic
origins of enslaved Africans, cited above in fn. 2, the following studies
represent the current state of research on the ethnic origins of slaves:
David Pavy, "The Provenance of Colombian Negroes," The Journal of
Negro History, 52 (1967), 35-58; Walter Rodney, "Upper Guinea and
the Significance of the Origins of Africans Enslaved in the New World,"
Journal of Negro History, 54 (1969), 327-45; W. Robert
Higgins, "The Geographical Origins of Negro Slaves in Colonial South
Carolina," The South Atlantic Quarterly, 70 (1971), 34-47;
Maureen Warner, "Africans in 19th Century Trinidad," African Studies
Association of the West Indies Bulletin, 6 (1973), 13-37; Harold D.
Wax, "Preferences for Slaves in Colonial America," The Journal of
Negro History, 58:4, (1973), 371-401; Russell R. Menard, "The
Maryland Slave Population 1658 to 1730: A Demographic Profile of Blacks in
Four Counties,"William and Mary Quarterly, 32 (1974), 29-54;
Gabriel Debien, Les esclaves aux antilles françaises (XVIIe - XVIIIe
siècles) (Basse-Terre et Fort-de-France, 1974); B.W. Higman,
"African and Creole Slave Family Patterns in Trinidad," Journal of
Family History, 3 (1978), 163-80; Allan Kulikoff, "The Origins of
Afro-American Society in Tidewater Maryland and Virginia, 1700 to 1790,"
William and Mary Quarterly, 35 (1978), 226-59; Ira Berlin,
"Time, Space, and the Evolution of Afro-American Society in British
Mainland North America," American Historical Review, 85
(1980), 44-78; Mary Karasch, Slave Life in Rio de Janeiro
1808-1850 (Princeton, 1987), especially Appendix A, "African
Sources for the Slave Trade to Rio de Janeiro, 1830-1852", pp. 371-83;
David Geggus, "Sex Ratio, Age, and Ethnicity in the Atlantic Slave Trade,"
Journal of African History, 30 (1989); David Geggus, "The
Demographic Composition of the French Caribbean Slave Trade," in P.
Boucher, ed., Proceedings of the Thirteenth and Fourteenth Meetings
of the French Colonial Historical Society (Lanham, Md, 1990); David
Geggus, "Sugar and Coffee Cultivation in Saint Domingue and the Shaping of
the Slave Labour Force," in Ira Berlin and Philip Morgan (eds.),
Cultivation and Culture: Work Process and the Shaping of
Afro-American Culture in the Americas (Charlottesville, 1993), pp.
73-98, 318-24; Mieko Nishida, "Manumission and Ethnicity in Urban Slavery:
Salvador, Brazil, 1808-1888," Hispanic American Historical
Review, 73:3 (1993), 361-91.
10. For example, Herbert S. Klein in his African
Slavery in Latin America and the Caribbean (New York, 1986) implies
an "African" nature to slavery in the Americas, but other than slaves
being black, there is no clear attempt to identify the historical
significance of this factor. Similarly, John W. Blassingame in his
The Slave Community: Plantation Life in the Antebellum South
(New York, 1979), pp. 3-48, identifies African "survivals" without
connecting them to historical events and processes. Finally, in the
interpretation of Leslie B. Rout, Jr. in his The African Experience
in Spanish America, 1502 to the Present Day (Cambridge, 1976), it
would appear that the African experience in Spanish America had little to
do with anything that had happened in Africa, other than the act of
enslavement itself.
11. See, for example, Michael Gomez, "Muslims in Early
America," The Journal of Southern History, 60:4 (1994),
671-710; Allan D. Austin, African Muslims in Antebellum America: A
Sourcebook (New York, 1984); Austin, "Islamic Identities in
Africans in North America in the Days of Slavery (1731-1865)," Islam
et sociétés au sud du Sahara, 7 (1993), 205-19.
12. Thus Michael D. Naragon scarcely mentions the ethnic
backgrounds of slaves, despite the title of his study: "Communities in
Motion: Drapetomania, Work and the Development of African-American Slave
Cultures," Slavery and Abolition, 15:3 (1994), 63-87.
13. See Joseph E. Harris, ed., Global Dimensions of
the African Diaspora, 2nd ed., (Washington, 1993), especially
Elliot P. Skinner, "The Dialectic between Diasporas and Homelands," pp.
11-40; and George Shepperson, "African Diaspora: Concept and Context," pp.
41-50. Also see Earl Lewis, "To Turn as on a Pivot: Writing African
Americans into a History of Overlapping Diasporas," American
Historical Review, 100:3 (1995), 765-87.
14. Kamau [Edward] Brathwaite, The Development of
Creole Society in Jamaica, 1770-1820 (Oxford, 1971); Sidney Mintz
and Richard Price, The Birth of African-American Culture: An
Anthropological Perspective (Boston, 1992), originally published as
An Anthropological Approach to the Afro-American Past
(Philadelphia, 1976). The concept of merging cultures was developed
earlier by Philip Curtin, Two Jamaicas, 1830-1865: The Role of
Ideas in a Tropical Colony (Cambridge, Mass., 1955), among other
scholars.
15. Earl Lewis has referred to this school of thought in
American historiography as the "near total autonomists" and includes
Sterling Stuckey, George Rawick, John W. Blassingame, Leslie Howard Owens,
Herbert G. Gutman, and Lawrence W. Levine. See Earl Lewis, "To Turn as on
a Pivot: Writing African Americans into a History of Overlapping
Diasporas," American Historical Review, 100:3 (1995), 772.
16. The search for "survivals" or "Africanisms" was
initially associated with the anthropological research of Melville J.
Herskovits; see The Myth of the Negro Past (Boston, 1941).
Also see Roger Bastide, African Civilizations in the New
World (New York, 1971). For a recent addition to this approach,
see Joseph E. Holloway, ed., Africanisms in American
Culture (Bloomington, 1990).
17. Herbert G. Gutman, The Black Family in Slavery
and Freedom 1750-1925 (New York, 1976), pp. 327-60. For similar
problems, also see Charles Joyner, Down by the Riverside: A South
Carolina Slave Community (Urbana, 1984); Joyner, Remember Me:
Slave Life in Colonial Georgia (Atlanta, 1989).
18. cf. Toyin Falola and Paul E. Lovejoy (eds.),
Pawnship in Africa: Debt Bondage in Historical Perspective
(Boulder, 1994).
19. Orlando Patterson, Slavery and Social
Death (Cambridge, 1982).
20. Orlando Patterson, "Slavery and Slave Revolts: A
Socio-Historical Analysis of the First Maroon War, Jamaica, 1655-1740",
Social and Economic Studies, 19, 3 (1970), 289-325.
21. Philip D. Curtin, The Atlantic Slave Trade: A
Census (Madison, 1969). Curtin's study is regularly revised,
extended, and amplified. For a recent assessment, see Paul E. Lovejoy,
"The Impact of the Atlantic Slave Trade on Africa: A Review of the
Literature," Journal of African History, 30 (1989), 365-94.
The current project to standardize the various statistical studies at the
W.E.B. Dubois Center, Harvard University, is an outgrowth of a generation
of scholarship; see, for example, Eltis and Richardson, "The Structure of
the Transatlantic Slave Trade, 1595-1867," unpublished paper presented at
the Social Science History Meeting, Chicago, 1995.
22. For preliminary attempts to correlate the export
trade with developments within Africa, see Paul E. Lovejoy,
Transformations in Slavery: A History of Slavery in Africa
(Cambridge, 1983) and Patrick Manning, Slavery and African
Life (Cambridge, 1990).
23. Cf. Joseph E. Inikori, "Ideology Versus the Tyranny
of Paradigm: Historians and the Impact of the Atlantic Slave Trade on
African Societies," African Economic History, 22 (1994),
37-58.
24. In his otherwise suggestive article, "Writing African
Americans into a History of Overlapping Diasporas," Earl Lewis pays
scarcely any attention to the historical background of enslaved Africans
in Africa and therefore has little to say about the development of the
African diaspora. For an example of how Africanists might interpret the
influence of the diaspora on the white societies of the Americas, see John
Edward Philips, "The African Heritage of White America," in Joseph E.
Holloway, ed., Africanisms in American Culture (Bloomington,
1990), pp. 225-39.
25. Albert J. Raboteau, Slave Religion. The
"Invisible Institution" in the Antebellum South (Oxford, 1978),
325-26 fn.
26. In constructing "the world they made together",
Mechal Sobel, for example, relies extensively on twentieth-century
anthropological accounts to gain insight into eighteenth century events
and developments; see The World They Made Together: Black and White
Values in Eighteenth-Century Virginia (Princeton, 1987).
27. Even such classic studies as Eugene Genovese,
Roll Jordan Roll: The World the Slaves Made (New York, 1974)
fall into this trap. Consequently, the juxtaposition of the African
religious tradition and Christian conversion is an inadequate mechanism
for examining the development of slave culture. At its worst, this
approach fails to grasp the major developments in the historical
reconstruction of the role of religion in Africa in the specific context
of the slave trade.
28. Sterling Stuckey, Slave Culture. Nationalist
Theory and the Foundations of Black America (Oxford, 1987).
29. Raboteau observes that "religion, particularly
religious myth and ritual might be among the most conservative elements of
culture." See Slave Religion in the Antebellum South, 325-26
fn.
30. Until recently, this failure to examine contemporary
religious expression and experience within Africa during the period of
slave exports can partially be excused for want of historical study by
African historians, but this is no longer the case. See, for example, the
excellent research of Robin Law, The Slave Coast of West Africa,
1550-1759 (Oxford, 1991). For other studies, see George Brandon,
Santeria from Africa to the New World (Bloomington, 1993);
and Guéin Montilus, Dieux en diaspora. Les Loa Haïtiens et les
Vaudou du Royaume d'Allada (Bénin) (Niamey, 1988).
31. cf. John Thornton, Africa and Africans in the
Making of the Atlantic World, 1400-1680 (Cambridge, 1992), although
at times Thornton may have overstated his case with respect to the extent
to which Africans from the interior of West-Central Africa were already
Christian before reaching the Americas.
32. Many studies consider ethnicity, although rarely in
detail and without an attempt to explore the meaning of different ethnic
identities in Africa and the Americas at the time. See, for example,
Daniel C. Littlefield, Rice and Slaves: Ethnicity and the Slave
Trade in Colonial South Carolina (Baton Rouge, 1981); Peter M.
Wood, Black Majority: Negroes in Colonial South Carolina from 1670
Through the Stono Rebellion (New York, 1974). Demographic data
including ethnic identification on slaves in the British Caribbean has
been tabulated by Barry Higman; see Slave Populations of the British
Caribbean, 1807-1834 (Baltimore, 1984), but the meaning of the
different ethnic labels in historical context has yet to be studied.
Similarly, David Geggus has explored French shipping and plantation
records to identify ethnic patterns but without analyzing the historical
origins in Africa in detail; see "Sex Ratios, Age and Ethnicity in the
Atlantic Slave Trade: Data from French Shipping and Plantation Records,"
Journal of African History, 30 (1989), 23-44. Karasch's
study of ethnicity in Rio de Janeiro is largely static as well; see
Slave Life in Rio de Janeiro, 1808-1850.
33. Michael Mullin, Africa in America: Slave
Acculturation and Resistance in the American South and the British
Caribbean, 1736-1831 (Urbana and Chicago, 1992), p. 14.
34. Gwendolyn Midlo Hall, Africans in Colonial
Louisiana: the Development of Afro-Creole Culture in the Eighteenth
Century (Baton Rouge, 1992).
35. See the excellent studies in Richard M. Price, ed.,
Maroon Societies: Rebel Slave Communities in the Americas,
2nd ed. (Baltimore, 1979); Patterson, "Slavery and Slave Revolts,"
289-325.
36. cf. Monica Schuler, "Akan Slave Rebellions in the
British Caribbean", Savacou, 1 (1970), 8-31. Also see Mavis
C. Campbell, The Maroons of Jamaica, 1655-1796 (Trenton,
N.J., 1990); and Barbara Klamon Kopytoff, "The Development of Jamaican
Maroon Ethnicity," Caribbean Quarterly, 22 (1976), 33-50.
37. Eugene D. Genovese, From Rebellion to
Revolution: Afro-American Slave Revolts in the Making of the Modern
World (Baton Rouge, 1979).
38. C. L. R. James, The Black Jacobins: Toussaint
L'Ouverture and the San Domingo Revolution (New York, rev. ed.,
1963).
39. John K. Thornton, "`I am the Subject of the King of
Congo': African Political Ideology and the Haitian Revolution,"
Journal of World History, 4:2 (1993), 181-214.
40. João José Reis, Slave Rebellion in Brazil: The
Muslim Uprising of 1835 in Bahia (Baltimore, 1993); also see Pierre
Verger, "Yoruba Influence in Brazil," ODU: Journal of Yoruba and
Related Studies, 1 (1955).
41. See my "Background to Rebellion: The Origins of
Muslim Slaves in Bahia", in Paul E. Lovejoy and Nicholas Rogers (eds.),
Unfree Labour in the Development of the Atlantic World
(London, 1994), 151-180. It should be noted that my interpretation of the
African component in the Male Revolt builds on the earlier interpretation
of Raymundo Nina Rodrigues, Os Africanos no Brasil (Sao
Paulo, 1932), 93-120; and Pierre Verger, Flux et reflux de la traite des
nègres entre le golfe du Bénin de Todos os Santos du XVIIe au XIXe
siècle (Paris, 1968).
42. See Paul E. Lovejoy, "Origins of Muslim Slaves in
Bahia," especially pp. 176-80; and Lovejoy, "The Central Sudan and the
Atlantic Slave Trade," in Robert W. Harms, Joseph C. Miller, David S.
Newbury, and Michele D. Wagner (eds.), Paths toward the Past:
African Historical Studies in Honor of Jan Vansina (Atlanta, 1994),
345-70.
43. There has been little study of resistance to slavery
in Africa before the late nineteenth century, but see my "Fugitive Slaves:
Resistance to Slavery in the Sokoto Caliphate," in Gary Y. Okihiro, ed.,
In Resistance: Studies in African, Caribbean, and Afro-American
History (Amherst, 1986), 71-95 and "Problems in Slave Control in
the Sokoto Caliphate," in Lovejoy, ed., Africans in Bondage:
Studies in Slavery and the Slave Trade (Madison, 1986), 235-72.
44. Hilary McD. Beckles, "The Colours of Property:
Brown, White and Black Chattels and their Responses to the Colonial
Frontier", Slavery and Abolition, 15, 2 (1994), 36-51.
45. David Brion Davis, The Problem of Slavery in
Western Culture (Ithaca, 1966).
46. Thornton, "African Political Ideology and the Haitian
Revolution," 181-214.
47. Martin A. Klein, "Slavery, the International Labour
Market and the Emancipation of Slaves in the Nineteenth Century", in Paul
E. Lovejoy and Nicholas Rogers, eds., Unfree Labour in the
Development of the Atlantic World (London, 1994), 201.
48. Contrast Hilary McD. Beckles, "Caribbean
Anti-Slavery: The Self-Liberation Ethos of Enslaved Blacks", Journal
of Caribbean History, 22, 1/2 (1990), 1-19 with Davis,
Problem of Slavery in Western Culture or Robin Blackburn,
The Overthrow of Colonial Slavery 1776-1848 (London, 1988).
Similarly, Seymour Drescher frames his historical questions about
abolition in terms that ignore the African contribution to the
anti-slavery movement; see Capitalism and Antislavery: British
Mobilization in Comparative Perspective (Oxford, 1987).
49. "African", from Peter Tosh, "Equal Rights", 1977.
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