Background

The mission of DFPS and the goals of our programs are supported through a wide variety of contracted goods and services. The Procurement and Contracting Services (HHSC-PCS) division of the Health and Human Services Commission (HHSC) purchases goods and services for direct DFPS client use or benefit and for DFPS support services. Within DFPS, purchased client services are defined as the services provided by outside entities under contract.

DFPS is committed to the application of the Guiding Principles for Business Decisions that have been developed by the Texas Health and Human Services Commission (HHSC). The Guiding Principles support consistent decision-making across the state's health and human services enterprise and the provision of quality services to Texans. The Guiding Principles can be found at hhs.state.tx.us/consolidation/Consl_Principle.shtml.

Purpose

The purpose of these policies is to provide clear guidance to DFPS staff who perform functions related to the purchase of goods and services and resulting contracts.

Features

The DFPS Contracting Policies serve as a central organizational framework for DFPS contracting. The policies provide guidance to both client services and administrative contracts.

The functions described include planning for services, procurement, contracting, contract administration, contract monitoring, and resolution of contracting issues.

DFPS divisions responsible for contracting functions include:

 

Chapter 1:  Overview

Handbook Page Last Revision Date
Contract Oversight and Support (COS) September 15, 2014
Basic Government Contracting Law November 1, 2011
Contract Reporting Requirements September 15, 2014
Open Records N/A
HCATS November 1, 2011
Contracting with DFPS May 1, 2014

Chapter 2: Contract and Procurement Planning

Handbook Page Last Revision Date
Contract and Procurement Planning May 1, 2014

Chapter 3: Procurement Development

Handbook Page Last Revision Date
Determination of Need May 1, 2014
Ethics and Standards of Conduct January 15, 2014
Statement of Work January 15, 2014
Best Value Factors January 15, 2014
Performance Measures January 15, 2014
Contract Insurance Requirements July 1, 2014
Historically Underutilized Businesses (HUBs) January 15, 2014

Chapter 4: Agreements Secured by DFPS

Handbook Page Last Revision Date
Memorandum of Understanding (MOU) Client Services and Administrative January 15, 2014
Interlocal Agreements January 15, 2014
Interagency Contracts July 2, 2012
Title IV-E Overview August 8, 2013

Chapter 5: Contract Execution

Handbook Page Last Revision Date
Required Checks July 1, 2014
Legal Entities that May Contract with DFPS July 1, 2014
Debarred or Excluded Parties July 1, 2014
Franchise Tax Account Status July 1, 2014
Vendor Hold July 1, 2014
Subcontracts July 1, 2014
Cost Allocation November 1, 2011
Background Check Policy November 1, 2013
Effective Dates and Duration of the Contract May 31, 2013
Electronically Transmitted and Electronically Signed Contracting Records November 16, 2012

Chapter 6: Contract Management

Handbook Page Last Revision Date
Contract Management September 15, 2014
Single Audit Requirements March 15, 2013
Miscellaneous Claims November 16, 2012
Records Management September 15, 2014
Changes to Contracts January 15, 2014
Client Service Contract Renewal May 31, 2013
Internal Control Structure Questionnaire (ICSQ) September 15, 2014
Risk Assessment Instrument (RAI) July 1, 2014
Federal Funding Accountability and Transparency Act (FFATA) November 1, 2013

Chapter 7: Contract Monitoring

Handbook Page Last Revision Date
Contract Monitoring October 1, 2013
Statewide Monitoring Plan (SMP) October 15, 2014
Sampling Methodology May 31, 2013
Child-Specific Contracts Monitoring Process August 8, 2013
Salaries November 1, 2011
Fringe Benefits November 1, 2011
Travel November 1, 2011
Materials and Supplies November 1, 2011
Other Costs November 1, 2011
Equipment November 1, 2011
Related-Party Lease/Rental November 1, 2011
Using Outputs and Outcomes in Monitoring November 1, 2011
Verification of Mental Health Professional Licenses November 1, 2011
Questioned Costs January 14, 2013
Disallowed Costs January 14, 2013
Collections March 15, 2013
Corrective Action November 1, 2011
Conducting a Follow-Up Visit July 1, 2014

Chapter 8: Performance Based Contracting

Handbook Page Last Revision Date
Performance Based Contracts July 1, 2013

Chapter 9: Contract Closeout and Termination

Handbook Page Last Revision Date
Contract Closeout May 1, 2014
Contract Termination June 28, 2010
Disposition of Equipment May 22, 2006

Chapter 10: Contract Dispute Resolution /Contract Remedy

Handbook Page Last Revision Date
Contractor Noncompliance and Contract Remedies July 1, 2013
Contract Dispute Resolution December 31, 2009
Reporting Fraud, Waste, or Abuse June 1, 2011
Vendor Performance Reporting for DFPS Contracts January 15, 2014

Chapter 11: Administrative Contracts

Handbook Page Last Revision Date
Administrative Contract Management Guidelines January 15, 2014
Administrative Interagency Contracts June 1, 2012
Administrative Interlocal Contracts June 1, 2012
Administrative Contract Renewals June 1, 2012
Contract Risk Assessment and Monitoring for Administrative Contracts November 14, 2014
Administrative Contracts Statewide Monitoring Plan (ADMIN SMP) November 14, 2014
Administrative Contract Closeout July 1, 2014