John
Flavell
Metacognition Theory
Biography
John Flavell of Stanford University is regarded as a
foundation researcher in metacognition. He
was influenced by the work of Jean Piaget. One of Flavell's
significant accomplishments was the publication of his
book, The Developmental Psychology of Jean Piaget
(Flavell, 1963). While many recent researchers now
challenge certain aspects of Piaget's theories, many
ideas that he proposed have found their way into the
conventional wisdom of metacognition. Included among
those is the notion of intentionality. Intentionality
presupposes thinking that is deliberate and
goal-directed, and involves planning a sequence of
actions.
Theory
Flavell (1971) used the term metamemory in regard to an
individual's ability to manage and monitor the input,
storage, search and retrieval of the contents of his own
memory. Flavell invited the academic community to come
forth with additional metamemory research, and this theme
of metacognitive research has continued more than thirty
years later. He implied with his statements that
metacognition is intentional, conscious, foresighted,
purposeful, and directed at accomplishing a goal or
outcome. These implications have all been carefully
scrutinized in subsequent research, and in some cases have
been the subjects of controversy among researchers in
metacognition. For example, Reder & Schunn (1996) and
Kentridge and Heywood (2000) argue that metacognitive
processes need not operate in a person's conscious
awareness.
In his 1976 article, Flavell recognized that metacognition
consisted of both monitoring and regulation aspects. It was
here that the term metacognition was first formally used in
the title of his paper. He defined metacognition as
follows: "In any kind of cognitive transaction with the
human or non-human environment, a variety of information
processing activities may go on. Metacognition refers,
among other things, to the active monitoring and consequent
regulation and orchestration of these processes in relation
to the cognitive objects or data on which they bear,
usually in service of some concrete goal or objective."
(p.232). Hacker (1998) offered a more comprehensive
definition of metacognition, to include the knowledge of
one's own cognitive and affective processes and states as
well as the ability to consciously and deliberately monitor
and regulate those processes and states.
Flavell (1976) also identified three “metas” that children
gradually acquire in the context of information storage and
retrieval. These were: (a) The child learns to identify
situations in which intentional, conscious storage of
certain information may be useful at some time in the
future; (b) the child learns to keep current any
information which may be related to active problem-solving,
and have it ready to retrieve as needed; and (c) the child
learns how to make deliberate systematic searches for
information which may be helpful in solving a problem, even
when the need for it has not been foreseen.
Flavell (1979) was another seminal paper. In this work
Flavell acknowledged the explosion of interest and work in
areas related to metacognition, such as oral skills of
communication, persuasion and comprehension, reading,
writing, language acquisition, memory, attention,
problem-solving, social cognition, affective monitoring,
and self-instruction. In the 1979 paper, Flavell proposed a
formal model of metacognitive monitoring to include four
classes of phenomena and their relationships. The four
classes included (a) metacognitive knowledge, (b)
metacognitive experiences, (c) tasks or goals, and (d)
strategies or activities. Flavell's 1979 model will be
further described in the section on the theories of
metacognition.
The first attempt to generate a formal model of
metacognition was presented by Flavell (1979). He
acknowledged the significance of metacognition in a wide
range of applications which included reading, oral skills,
writing, language acquisition, memory, attention, social
interactions, self-instruction, personality development and
education. Flavell mentioned that components of
metacognition can be activated intentionally, as by a
memory search aimed at retrieving specific information, or
unintentionally, such as by cues in a task situation.
Metacognitive processes can operate consciously or
unconsciously and they can be accurate or inaccurate. They
can also fail to be activated when needed, and can fail to
have adaptive or beneficial effect. Metacognition can lead
to selection, evaluation, revision or deletion of cognitive
tasks, goals, and strategies. They can also help the
individual make meaning and discover behavioral
implications of metacognitive experiences.
In his 1979 paper, Flavell proposed a formal model of
metacognitive monitoring which included four classes of
phenomena and their relationships. The four classes were
(a) metacognitive knowledge, (b) metacognitive experiences,
(c) tasks and goals, and (d) strategies or actions. Each of
these will be discussed in detail. Figure 1 is a concept
map showing the components of Flavell's model.
The first of Flavell's (1979) classes was metacognitive
knowledge, which he defined as one's knowledge or beliefs
about the factors that effect cognitive activities. The
distinction between cognitive and metacognitive knowledge
may lie in how the information is used, more than a
fundamental difference in processes. Metacognitive activity
usually precedes and follows cognitive activity. They are
closely interrelated and mutually dependent. Metacognitive
knowledge can lead the individual to engage in or abandon a
particular cognitive enterprise based on its relationship
to his interests, abilities and goals. Flavell described
three categories of these knowledge factors: 1) Person
variables 2) task variables, and 3) strategy variables.
These are the three categories in which Flavell proposed
that individuals have metacognitive knowledge. The person
category of knowledge includes the individual's knowledge
and beliefs about himself as a thinker or learner, and what
he believes about other people's thinking processes.
Flavell gave examples of knowledge such as a person
believing that he can learn better by listening than by
reading, or that a person perceives her friend to be more
socially aware than she is. One's beliefs about himself as
a learner may facilitate or impede performance in learning
situations.
The task category of metacognitive knowledge encompassed
all the information about a proposed task that is available
to a person (Flavell, 1979). This knowledge guides the
individual in the management of a task, and provides
information about the degree of success that he is likely
to produce. Task information can be plentiful or scarce,
familiar or unfamiliar, reliable or unreliable, interesting
or not, organized in a useable or unusable fashion. Task
knowledge informs the person of the range of possible
acceptable outcomes of the cognitive enterprise and the
goals related to its completion. Knowledge about task
difficulty and mental or tangible resources necessary for
its completion also belong to this category.
The strategy category of metacognitive knowledge involved
identifying goals and sub-goals and selection of cognitive
processes to use in their achievement (Flavell, 1979).
Flavell also emphasized that these types of variables
overlap and the individual actually works with combinations
and interactions of the metacognitive knowledge that is
available at that particular time. He also stated that
metacognitive knowledge is not fundamentally different than
other knowledge, but its object is different. He also
mentioned that metacognitive knowledge may be activated
consciously or unconsciously by the individual. This
question of consciousness later became a subject of
controversy among researchers in metacognition.
Metacognitive experiences, Flavell's (1979) second class of
phenomena included the subjective internal responses of an
individual to his own metacognitive knowledge, goals, or
strategies. These may be fleeting or lengthy, and can occur
before, during, or after a cognitive enterprise. As
monitoring phenomena, these experiences can provide
internal feedback about current progress, future
expectations of progress or completion, degree of
comprehension, connecting new information to old, and many
other events. New or difficult tasks, or tasks performed
under stress tend to provoke more experiential interaction,
while familiar tasks may tend to provoke less metacognitive
experience.
According to Flavell (1979). Metacognitive experience can
also be a “stream of consciousness” process in which other
information, memories, or earlier experiences may be
recalled as resources in the process of solving a
current-moment cognitive problem. Metacognitive experience
also encompasses the affective response to tasks. Success
or failure, frustration or satisfaction, and many other
responses effect the moment-to-moment unfolding of a task
for an individual, and may in fact determine his interest
or willingness to pursue similar tasks in the future.
Flavell underscored the overlapping nature of metacognitive
knowledge and metacognitive experience.
Metacognitive goals and tasks are the desired outcomes or
objectives of a cognitive venture. This was Flavell's third
major category. Goals and tasks include comprehension,
committing facts to memory, or producing something, such as
a written document or an answer to a math problem, or of
simply improving one's knowledge about something.
Achievement of a goal draws heavily on both metacognitive
knowledge and metacognitive experience for its successful
completion (Flavell, 1979).
Metacognitive strategies are designed to monitor cognitive
progress. Metacognitive strategies are ordered processes
used to control one's own cognitive activities and to
ensure that a cognitive goal (for example, solving a math
problem, writing an effective sentence, understanding
reading material) have been met. A person with good
metacognitive skills and awareness uses these processes to
oversee his own learning process, plan and monitor ongoing
cognitive activities, and to compare cognitive outcomes
with internal or external standards. Flavell (1979)
indicated that a single strategy can be invoked for either
cognitive or metacognitive purposes and to move toward
goals in the cognitive or metacognitive domains. He gave
the example of asking oneself questions at the end of a
learning unit with the aim of improving knowledge of the
content, or to monitor comprehension and assessment of the
new knowledge.
Flavell (1987) elaborated on several aspects of the theory
he proposed in 1979. In the category of metacognitive
knowledge, he suggested subcategories of person variables;
he defined intra-individual variables such as knowledge or
beliefs about the interests, propensities, aptitudes,
abilities, and the like, of oneself or of another person.
Inter-individual variables provide comparisons between or
among people in a relativistic manner. The universal
subcategory deals with generalizations a person forms about
learning and learners in general. Flavell underscored the
importance of cultural influences on the formation of
beliefs about learning.
Flavell (1987) offered additional description of task
variables, reflecting that individuals learn about the
implications that various tasks carry with them. Personal
experience builds up sets of expectations about which tasks
will be rigorous or difficult, and which will be less
taxing. Different kinds of information require different
kinds of processing and place different demands on the
learner.
Strategy variables are interlocked with one's goals or
objectives in the learning process (Flavell, 1987). It is
important to distinguish between cognitive strategies, such
as summing a column of numbers, and metacognitive
strategies, such as evaluating whether the correct answer
has been obtained.
Flavell (1987) also offered clarification on the term
metacognitive experience. He defined metacognitive
experience as affective or cognitive awareness that is
relevant to one's thinking processes. He described a
variety of examples such as feeling that one is not
understanding something, feeling that something is
difficult or easy to remember, solve, or comprehend, and
feeling that one is approaching or failing to approach a
cognitive goal. Metacognitive experiences arise when they
are explicitly demanded by a situation, such as when one is
asked why he chose a particular answer or a particular way
of doing something. Unfamiliar and novel situations and
expectations also generate metacognitive experiences.
Situations having an important consequence can also
stimulate strong metacognitive experience. If the outcome
is very important, the individual is likely to monitor his
judgements and decisions more carefully. Conflict and
paradox also trigger metacognitive experiences. Becoming
aware of inconsistencies, paradigm differences, and
counterexamples are likely to generate strong affective
responses. More urgent subjective experiences such as
physical or emotional pain are also powerful triggers for
metacognitive experience.
Flavell (1987) also proposed numerous questions and
possible explanations relating to the development of
metacognition. He proposed that the emergence in the child
of awareness of the flow of time, and specifically
awareness of future time could support the ability to form
metacognitive goals. Another change that occurs during
childhood development is the sense of the self as an active
agent in one's own experiences. As early as 1987 Flavell
was actively encouraging the development of metacognition
in school children; in schools there are abundant
opportunities to develop metacognitive knowledge about
persons, tasks, and strategies.
Learning Theory Bibliography
Flavell, J. H. (1963). The developmental psychology of Jean
Piaget. New York: D.Van Nostrand.
Flavell, J. H. (1971). First discussant's comments: What is
memory development the development of? Human Development,
14, 272-278.
Flavell, J. H. (1976). Metacognitive aspects of problem
solving. In L. B. Resnick (Ed.), The nature of intelligence
(pp.231-236). Hillsdale, NJ: Erlbaum
Flavell, J. H. (1979). Metacognition and cognitive
monitoring: A new area of cognitive-developmental inquiry.
American Psychologist, 34, 906 - 911.
Flavell, J.H. (1981). Cognitive monitoring. In W. P.
Dickson (Ed.), Children's oral communication skills (pp.35
- 60). New York: Academic Press.
Flavell, J. H. (1987) Speculation about the nature and
development of metacognition. In F. Weinert & R. Kluwe
(Eds.), Metacognition, motivation, and understanding (pp.21
- 29). Hillsdale, NJ: Lawrence Erlbaum.