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Dodd-Frank Meeting Logs

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We've decided to decommission our Dodd-Frank tracker. It was a remarkably useful tool, leading to greater insight related to how influence shapes policy in the drawn out regulatory process. Unfortunately, our aging ScraperWiki-based infrastructure is facing end-of-life. Since the torrent of meetings has slowed to a trickle, we've decided to decommission the tracker. Thank you for using the tracker over the past few years. Hopefully the agencies improve their ex parte communication disclosure practices so we never have to make one of these again!

Goldman Sachs

248 meetings found

  • On 2010-03-09, met with the SEC to discuss Definitions Contained in Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act
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  • On 2010-08-16, met with the CFTC to discuss VI. Segregation and Bankruptcy
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  • On 2010-08-16, met with the CFTC to discuss XXVI. Position Limits
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  • On 2010-08-19, the Federal Reserve Bank of New York from FRBNY, Staff from the Commodities Futures Trading Commission from CFTC, the Securities & Exchange Commission from SEC, others met with the Fed to discuss Derivatives Markets and Products
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  • On 2010-08-19, met with the CFTC to discuss III. Business Conduct Standards w/ Counterparties
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  • On 2010-08-19, met with the CFTC to discuss XVII. Data Recordkeeping
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  • On 2010-08-19, met with the SEC to discuss Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act
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  • On 2010-08-24, met with the CFTC to discuss XIX. Agricultural Swaps
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  • On 2010-08-31, met with the CFTC to discuss General
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  • On 2010-09-01, met with the SEC to discuss Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act
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  • On 2010-09-14, met with the CFTC to discuss VI. Segregation and Bankruptcy
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  • On 2010-09-14, met with the CFTC to discuss XIX. Agricultural Swaps
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  • On 2010-09-15, met with the CFTC to discuss VI. Segregation and Bankruptcy; General
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  • On 2010-09-20, met with the CFTC to discuss II. Definitions; XXI. Joint Rules w/ SEC
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  • On 2010-09-20, met with the CFTC to discuss XVIII. Real Time Reporting
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  • On 2010-09-20, met with the CFTC to discuss XXVI. Position Limits
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  • On 2010-09-20, met with the SEC to discuss Definitions Contained in Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act
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  • On 2010-09-21, met with the CFTC to discuss VII. DCO Core Principles; IX. Governance & Possible Limits; X. Systemically Important DCO Rules
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  • On 2010-09-21, met with the CFTC to discuss XIII. SEF Registration; XVIII. Real Time Reporting; XXVI. Position Limits
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  • On 2010-09-27, met with the CFTC to discuss III. Business Conduct Standards w/ Counterparties
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  • On 2010-09-27, met with the CFTC to discuss II. Definitions; VI. Segregation and Bankruptcy; XV. Rule Certification
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  • On 2010-09-27, met with the SEC to discuss Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act
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  • On 2010-09-28, met with the CFTC to discuss VII. DCO Core Principles; VIII. Process for Review of Swaps
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  • On 2010-09-28, met with the CFTC to discuss XIII. SEF Registration
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  • On 2010-09-28, met with the SEC to discuss Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act
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  • On 2010-10-06, met with the CFTC to discuss IX. Governance & Possible Limits; XI. End-user Exception; XXI. Joint Rules w/ SEC
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  • On 2010-10-13, met with the CFTC to discuss General
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  • On 2010-10-13, met with the CFTC to discuss General
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  • On 2010-10-13, met with the SEC to discuss Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act
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  • On 2010-10-13, met with the SEC to discuss Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act
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  • On 2010-10-14, Troy Rohrbaugh from JPMorgan Chase, David Steck from Nomura, Jeff Feig from Citigroup, others met with the Fed to discuss Derivatives Markets and Products
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  • On 2010-10-14, Gary Cohn from Goldman Sachs, Harvey Schwartz from Goldman Sachs met with the Fed to discuss Payments, Settlement and Clearing Activities and Utilities
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  • On 2010-10-14, met with the CFTC to discuss XII. DCM Core Principles; XIII. SEF Registration; XVIII. Real Time Reporting; XXVI. Position Limits
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  • On 2010-10-21, met with the CFTC to discuss VI. Segregation and Bankruptcy; VII. DCO Core Principles; IX. Governance & Possible Limits; X. Systemically Important DCO Rules
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  • On 2010-10-28, David Viniar from Goldman Sachs, Michael Paese from Goldman Sachs, Elisha Wiesel from Goldman Sachs, others met with the Fed to discuss Volcker Rule
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  • On 2010-11-01, met with the CFTC to discuss II. Definitions; XXVI. Position Limits
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  • On 2010-11-03, met with the CFTC to discuss VI. Segregation and Bankruptcy
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  • On 2010-11-04, Larry Summers from NEC, Mary Goodman from NEC, Diana Farrell from NEC, others met with the Treasury to discuss GSEs
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  • On 2010-11-10, Piyush Gupta from DBS, David Connor from Overseas-Chinese Banking Ltd, Phillip Lee from JPMorgan Chase, others met with the Treasury to discuss Capital & Liquidity
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  • On 2010-11-12, met with the CFTC to discuss General
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  • On 2010-11-12, met with the CFTC to discuss XXVI. Position Limits
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  • On 2010-11-12, met with the CFTC to discuss General
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  • On 2010-11-12, met with the CFTC to discuss XXVI. Position Limits
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  • On 2010-11-15, met with the CFTC to discuss VI. Segregation and Bankruptcy; VII. DCO Core Principles; IX. Governance & Possible Limits
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  • On 2010-11-17, Sir Winn from Bischoff Lloyds, Ambassador Louis from Susman United States, Bob Diamond from Barclays, others met with the Treasury to discuss FSOC Systemic Risk Securitization Heightened Prudential Standards
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  • On 2010-11-18, Eric Edwards from Goldman Sachs, David Rusoff from Goldman Sachs, Elisha Wiesel from Goldman Sachs, others met with the Treasury to discuss Volcker Rule
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  • On 2010-11-18, Thomas Sebastian from Gillie BAML, Troy Rohrbaugh from JPMorgan Chase, Daniel Silber from HSBC, others met with the Treasury to discuss FX
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  • On 2010-11-18, met with the CFTC to discuss XXVI. Position Limits
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  • On 2010-11-23, met with the CFTC to discuss V. Capital & Margin
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  • On 2010-12-02, met with the CFTC to discuss XIII. SEF Registration
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  • On 2010-12-07, met with the CFTC to discuss XIII. SEF Registration; XXVI. Position Limits
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  • On 2010-12-09, met with the SEC to discuss Title VI Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act
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  • On 2010-12-10, Terry Belton from JPMorgan Chase, Andrew Kuritzkes from State Street Fin. Cntr, Darryl Hendricks from UBS, others met with the Fed to discuss Financial Stability Oversight Council
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  • On 2011-01-19, Daniel Ruperto from Goldman Sachs, Kenneth Rozycki from Brown Brothers Harriman, Michael Mulholland from Credit Suisse, others met with the Fed to discuss Derivatives Markets and Products
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  • On 2011-01-27, met with the CFTC to discuss General
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  • On 2011-01-31, met with the CFTC to discuss XIII. SEF Registration; XVIII. Real Time Reporting
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  • On 2011-02-02, Michael Paese from Goldman Sachs, David Rusoff from Goldman Sachs, Elisha Wiesel from Goldman Sachs, others met with the Fed to discuss Volcker Rule
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  • On 2011-02-04, met with the CFTC to discuss II. Definitions
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  • On 2011-02-04, met with the CFTC to discuss XIII. SEF Registration; XVIII. Real Time Reporting
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  • On 2011-02-14, Raffi Tokatlian from Bridger Management, James Hasso from Ing Investment Management (Americas), Avi Berg from Jennison Associates, others met with the Treasury to discuss CFPB
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  • On 2011-02-16, Reed Schwandt from Pioneerpath Capital, Bryan Beauchesne from Pioneerpath Capital, William Seddon from Pyramis Global Advisors, others met with the Treasury to discuss Volcker Rule
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  • On 2011-02-17, Jeffrey T. Brown from Charles Schwab, Jeffrey S. Chapman from Fifth Third Bancorp, Paul Noble from Harris Financial, others met with the Treasury to discuss Designations FSOC OFR Volcker Rule
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  • On 2011-02-18, met with the CFTC to discuss General
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  • On 2011-02-24, Faryar Shirzad from Goldman Sachs, Gary Cohn from Goldman Sachs met with the Treasury to discuss FSOC Derivitives Volcker Rule GSEs
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  • On 2011-03-02, Chloe Drew from Council of Urban Professionals, Orim Graves from National Association of Securities Professionals, Donna Sims Wilson from National Association of Securities Professionals, others met with the Treasury to discuss Other
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  • On 2011-03-03, Maria Douvas from Morgan Stanley, Pamela Hutson from Wells Fargo, David Miller from Bank of America, others met with the Fed to discuss Derivatives Markets and Products
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  • On 2011-03-04, Craig Broderick from Goldman Sachs, Elisha Wiesel from Goldman Sachs, Steve Strongin from Goldman Sachs, others met with the Treasury to discuss FSOC Annual Report
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  • On 2011-03-08, Kevin Byrne from Goldman Sachs, Rajashree Datta from Goldman Sachs, Mada D’Agata from Goldman Sachs, others met with the Fed to discuss Basel III Liquidity
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  • On 2011-03-09, Robert Bogucki from Barclays, Kelvin Hebburn from Morgan Stanley, Marco Antonio Sudano from Banco Itau BBA, others met with the Fed to discuss Volcker Rule
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  • On 2011-03-14, met with the CFTC to discuss XXVIII. Volcker Rule
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  • On 2011-03-14, Michael Kadish from Deutsche Bank, Timothy Cameron from Securities Industry and Financial Markets Association, Simon Zornoza from State Street, others met with the Fed to discuss Volcker Rule
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  • On 2011-03-21, met with the CFTC to discuss XVII. Data Recordkeeping
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  • On 2011-03-22, met with the CFTC to discuss I. Registration; II. Definitions; III. Business Conduct Standards w/ Counterparties; IV. Business Conduct Standards – Internal; XVII. Data Recordkeeping; XVIII. Real Time Reporting
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  • On 2011-03-22, met with the CFTC to discuss II. Definitions
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  • On 2011-03-25, met with the CFTC to discuss V. Capital & Margin; General
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  • On 2011-03-25, met with the SEC to discuss Definitions Contained in Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act
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  • On 2011-03-28, Athanassios Diplas from Deutsche Bank, Carter McDowell from Securities Industry and Financial Markets Association, Greg Baer from JPMorgan Chase, others met with the Fed to discuss Volcker Rule
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  • On 2011-03-29, Faryar Shirzad from Goldman Sachs, H. Rodgin Cohen from Sullivan & Cromwell, Michael Paese from Goldman Sachs, others met with the Fed to discuss Volcker Rule
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  • On 2011-03-29, met with the CFTC to discuss General
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  • On 2011-03-29, met with the CFTC to discuss XVII. Data Recordkeeping
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  • On 2011-03-30, Olaf Ransome from Nomura, Huw Evants from UBS, Danny Haid from UBS, others met with the Fed to discuss Derivatives Markets and Products
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  • On 2011-03-30, Faryar Shirzad from Goldman Sachs, Paul Lee from Debevoise & Plimpton, Kristin Smith from Metlife, others met with the Fed to discuss Volcker Rule
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  • On 2011-03-31, met with the CFTC to discuss II. Definitions
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  • On 2011-04-06, James Gorman from Morgan Stanley, Brian Moynihan from Bank of America, Richard Davis from U.S. Bank, others met with the Treasury to discuss GSEs CFPB Derivatives
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  • On 2011-04-13, met with the CFTC to discuss II. Definitions; V. Capital & Margin; XIII. SEF Registration
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  • On 2011-04-14, Chloe Drew from Exec Director, Council of Urban Professionals, Laura Bley from Bley Investments, Michael Campbell from Phene Capital, others met with the Treasury to discuss Other
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  • On 2011-04-14, Seth Grosshandler, Frances R. Bermanzohn, Michael Krimminger from FDIC met with the FDIC to discuss Living Wills/Resolution Plans; Resolution Authority; Other-Risk Retention in Securitizations
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  • On 2011-04-15, met with the CFTC to discuss I. Registration; II. Definitions
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  • On 2011-04-20, met with the CFTC to discuss XVII. Data Recordkeeping
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  • On 2011-04-21, met with the CFTC to discuss V. Capital & Margin; XXVI. Position Limits
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  • On 2011-04-26, Mark T. Gallogly from Centerbridge Partners, Jonathan N. Grayer from Weld North, James H. Herbert II from First Republic Bank, others met with the Treasury to discuss Systemic Risk Other
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  • On 2011-04-27, met with the CFTC to discuss XVIII. Real Time Reporting
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  • On 2011-04-28, met with the CFTC to discuss VII. DCO Core Principles
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  • On 2011-05-03, Keith Anderson from Soros Fund Management, Ian Banwell from Round Table IMC, Jason Cummins from Brevin Howard, others met with the Treasury to discuss Derivatives FSOC Volcker Rule
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  • On 2011-05-05, Maria Douvas from Morgan Stanley, Darek DeFreece from Wells Fargo, Pamela Hutson from Wells Fargo, others met with the Fed to discuss Derivatives Markets and Products
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  • On 2011-05-13, Prabha Ram from American Century Investments, Bill Rubin from Black Financial Management, Dimitri Egorov from Brookside Capital Partners, others met with the Treasury to discuss CFPB
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  • On 2011-05-16, Nancy Fox from Adelaide Managed Funds Ltd, Warwick Smith from ANZ Banking Limited, Mike Bosch from Capital Investment Management, others met with the Treasury to discuss Resolution Derivatives Other
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  • On 2011-05-17, met with the CFTC to discuss IV. Business Conduct Standards - Internal; VI. Segregation and Bankruptcy; VII. DCO Core Principles; VIII. Process for Review of Swaps; XIII. SEF Registration
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  • On 2011-05-20, Janet Young from MNCs-Asia, Michael Zink from Citigroup, Shirish Apte from Citigroup, others met with the Treasury to discuss Derivatives Other
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  • On 2011-05-20, Candice Koederitz from Morgan Stanley, Soo-Mi Lee from Morgan Stanley, James Hill from Morgan Stanley, others met with the Treasury to discuss Volcker Rule
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  • On 2011-05-23, Maria Douvas from Morgan Stanley, Victoria Cumings from HSBC, Darek DeFreece from Wells Fargo, others met with the Fed to discuss Derivatives Markets and Products
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  • On 2011-05-25, David Steck from Nomura, Daniel Ruperto from Goldman Sachs, Joanne Brower from Barclays, others met with the Fed to discuss Derivatives Markets and Products
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  • On 2011-05-25, met with the CFTC to discuss I. Registration; II. Definitions
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  • On 2011-05-26, Darek DeFreece from Wells Fargo, Pamela Hutson from Wells Fargo, David Miller from Bank of America, others met with the Fed to discuss Derivatives Markets and Products
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  • On 2011-05-26, met with the CFTC to discuss XXI. Joint Rules w/ SEC
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  • On 2011-05-26, met with the CFTC to discuss III. Business Conduct Standards w/ Counterparties
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  • On 2011-06-03, met with the SEC to discuss Title VI Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act
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  • On 2011-06-07, met with the CFTC to discuss XVIII. Real Time Reporting
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  • On 2011-06-07, met with the CFTC to discuss XVII. Data Recordkeeping
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  • On 2011-06-09, Candice Koederitz from Morgan Stanley, H. Rodgin Cohen from Sullivan & Cromwell, Greg Baer from JPMorgan Chase, others met with the Fed to discuss Volcker Rule
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  • On 2011-06-09, met with the CFTC to discuss III. Business Conduct Standards w/ Counterparties
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  • On 2011-06-09, met with the SEC to discuss Title VI Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act
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  • On 2011-06-14, met with the CFTC to discuss XXXII. Large Swaps Trader Reporting
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  • On 2011-06-22, Faryar Shirzad from Goldman Sachs, Ed Eisler from Goldman Sachs, Robert Charnley from Goldman Sachs, others met with the Treasury to discuss Derivatives Volcker Rule Securitization Capital & Liquidity FX
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  • On 2011-06-22, met with the CFTC to discuss III. Business Conduct Standards w/ Counterparties
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  • On 2011-06-23, David Mitchell from Fried Frank Harris Shriver & Jacobson, Najib Lamhaouar from Citigroup, Bonnie Litt from Goldman Sachs, others met with the Treasury to discuss Derivatives
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  • On 2011-06-23, met with the CFTC to discuss General
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  • On 2011-07-06, met with the CFTC to discuss III. Business Conduct Standards w/ Counterparties
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  • On 2011-07-14, met with the CFTC to discuss General
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  • On 2011-07-20, met with the CFTC to discuss General
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  • On 2011-07-20, met with the CFTC to discuss General
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  • On 2011-07-21, met with the CFTC to discuss II. Definitions; V. Capital & Margin
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  • On 2011-08-02, met with the CFTC to discuss II. Definitions
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  • On 2011-08-02, met with the CFTC to discuss XXVI. Position Limits
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  • On 2011-08-02, met with the CFTC to discuss XXVI. Position Limits
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  • On 2011-08-15, John Jackson from Meeting Participants, Kathryn Chen from Meeting Participants, Robert McWilliam from FRBNY, others met with the Fed to discuss Derivatives Markets and Products
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  • On 2011-08-30, met with the CFTC to discuss XXVI. Position Limits; General
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  • On 2011-09-08, met with the SEC to discuss Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act
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  • On 2011-09-15, met with the SEC to discuss Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act
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  • On 2011-09-22, met with the CFTC to discuss I. Registration; II. Definitions; V. Capital & Margin
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  • On 2011-10-05, Brian Moynihan from Bank of America, Lloyd Blankfein from Goldman Sachs, Barry Zubrow from JPMorgan Chase, others met with the Treasury to discuss Other
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  • On 2011-10-06, Maria Douvas from Morgan Stanley, Victoria Cumings from HSBC, Pamela Hutson from Wells Fargo, others met with the Fed to discuss Derivatives Markets and Products
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  • On 2011-10-07, met with the CFTC to discuss VI. Segregation and Bankruptcy
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  • On 2011-10-11, met with the CFTC to discuss VI. Segregation and Bankruptcy
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  • On 2011-10-13, met with the CFTC to discuss II. Definitions; V. Capital & Margin; VII. DCO Core Principles; XII. DCM Core Principles; XXVI. Position Limits
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  • On 2011-10-28, Carter McDowell from Securities Industry and Financial Markets Association, Robin Doyle from JPMorgan Chase, Matthew Musselman from JPMorgan Chase, others met with the Fed to discuss Enhanced Supervision
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  • On 2011-11-03, Maria Douvas from Morgan Stanley, Victoria Cumings from HSBC, Darek DeFreece from Wells Fargo, others met with the Fed to discuss Derivatives Markets and Products
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  • On 2011-11-08, H. Rodgin Cohen from Sullivan & Cromwell, Greg Baer from JPMorgan Chase, Matthew Berke from Morgan Stanley, others met with the Fed to discuss Volcker Rule
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  • On 2011-11-09, John Feid from FDIC, Tom Hearn from FDIC, Peggy Balsawer from FHFA, others met with the Fed to discuss Derivatives Markets and Products
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  • On 2011-11-09, met with the CFTC to discuss V. Capital & Margin
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  • On 2011-11-30, Ben Adler from Goldman Sachs, Eric Edwards from Goldman Sachs, Michael Koester from Goldman Sachs, others met with the Treasury to discuss Volcker Rule
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  • On 2011-11-30, met with the CFTC to discuss XXI. Joint Rules w/ SEC
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  • On 2011-12-05, Victoria Cumings from HSBC, Darek DeFreece from Wells Fargo, Pamela Hutson from Wells Fargo, others met with the Fed to discuss Derivatives Markets and Products
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  • On 2011-12-08, met with the CFTC to discuss General
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  • On 2011-12-13, David Viniar from Goldman Sachs, Gary Cohn from Goldman Sachs, Liz Beshel from Goldman Sachs met with the Fed to discuss Enhanced Supervision
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  • On 2011-12-15, met with the CFTC to discuss XVII. Data Recordkeeping; XVIII. Real Time Reporting
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  • On 2011-12-15, H. Rodgin Cohen from Sullivan & Cromwell, Michael Wiseman from Sullivan & Cromwell, Michael Paese from Goldman Sachs, others met with the Fed to discuss Volcker Rule
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  • On 2012-01-04, met with the CFTC to discuss XXVIII. Volcker Rule
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  • On 2012-01-05, Maria Douvas from Morgan Stanley, Victoria Cumings from HSBC, Pamela Hutson from Wells Fargo, others met with the Fed to discuss Derivatives Markets and Products
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  • On 2012-01-05, Rodgin Cohen from Sullivan & Cromwell, Peggy Grieve from Bank of America, Ben Adler from Goldman Sachs, others met with the Fed to discuss Volcker Rule
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  • On 2012-01-05, met with the CFTC to discuss III. Business Conduct Standards w/ Counterparties; VI. Segregation and Bankruptcy
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  • On 2012-01-05, met with the CFTC to discuss III. Business Conduct Standards w/ Counterparties
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  • On 2012-01-05, met with the CFTC to discuss III. Business Conduct Standards w/ Counterparties; VI. Segregation and Bankruptcy
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  • On 2012-01-05, met with the CFTC to discuss III. Business Conduct Standards w/ Counterparties
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  • On 2012-01-05, met with the CFTC to discuss III. Business Conduct Standards w/ Counterparties
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  • On 2012-01-06, met with the CFTC to discuss VI. Segregation and Bankruptcy
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  • On 2012-01-17, met with the CFTC to discuss XVIII. Real Time Reporting
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  • On 2012-01-17, met with the CFTC to discuss III. Business Conduct Standards w/ Counterparties; General
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  • On 2012-01-17, met with the CFTC to discuss II. Definitions
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  • On 2012-01-17, met with the CFTC to discuss II. Definitions
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  • On 2012-02-02, Maria Douvas from Morgan Stanley, Victoria Cumings from HSBC, Darek DeFreece from Wells Fargo, others met with the Fed to discuss Derivatives Markets and Products
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  • On 2012-02-02, Andrew Williams from Morgan Stanley, Stephen O'Connor from Morgan Stanley, Thomas Benison from JPMorgan Chase, others met with the Fed to discuss Derivatives Markets and Products
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  • On 2012-02-02, Rodgin Cohen from Sullivan & Cromwell, Ben Adler from Goldman Sachs, Eric Edwards from Goldman Sachs, others met with the Fed to discuss Volcker Rule
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  • On 2012-02-02, Michael Morris from Delaware Investments, Richard Fortson from Carlson Capital, Richard Manuel from Columbia Management, others met with the Treasury to discuss Volcker Rule Derivatives GSEs
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  • On 2012-02-07, Faryar Shirzad from Goldman Sachs, Craig Broderick from Goldman Sachs, Esta Eiger Stecher from Goldman Sachs, others met with the Fed to discuss Enhanced Supervision
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  • On 2012-02-09, John Feid from Federal Deposit Insurance, Peter Yen from Federal Deposit Insurance, Robert Collender from Federal Housing Finance Authority, others met with the Fed to discuss Derivatives Markets and Products
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  • On 2012-02-09, met with the CFTC to discuss IV. Business Conduct Standards – Internal; General
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  • On 2012-02-09, met with the CFTC to discuss IV. Business Conduct Standards – Internal
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  • On 2012-02-14, met with the CFTC to discuss IV. Business Conduct Standards – Internal
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  • On 2012-02-15, Lloyd Blankfein from Goldman Sachs met with the Treasury to discuss Other
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  • On 2012-02-15, met with the CFTC to discuss IV. Business Conduct Standards – Internal
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  • On 2012-02-16, Timothy Bolwer from Treasury, Shawn Feeney from Citigroup, Gary Hansen from Zions Bank, others met with the Fed to discuss Systemic Designations, Enhanced Prudential Standards, and Banking Supervision and Regulation
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  • On 2012-02-16, met with the CFTC to discuss II. Definitions; IV. Business Conduct Standards – Internal
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  • On 2012-03-01, Maria Douvas from Morgan Stanley, Victoria Cumings from HSBC, Pamela Hutson from Wells Fargo, others met with the Fed to discuss Derivatives Markets and Products
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  • On 2012-03-06, David Ronald Maurice from Norges Bank, Joseph Michael Kippels from Wells Capital Management, Louis Hyman Geser from Dreyfus Brent, others met with the Treasury to discuss FSOC Systemic Risk Volcker Rule Capital & Liquidity
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  • On 2012-03-07, met with the CFTC to discuss XXVIII. Volcker Rule
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  • On 2012-03-08, met with the CFTC to discuss IV. Business Conduct Standards – Internal
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  • On 2012-03-08, met with the CFTC to discuss IV. Business Conduct Standards – Internal
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  • On 2012-03-09, Craig Broderick from Goldman Sachs met with the Treasury to discuss Heightened Prudential Standards Other
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  • On 2012-03-09, Faryar Shirzad from Goldman Sachs, Craig Broderick from Goldman Sachs, Liz Beshel from Goldman Sachs, others met with the Fed to discuss Savings and Loan Holding Companies
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  • On 2012-03-13, Curtis Tao from Citigroup, Barry Taylor-Brill from Wells Fargo, Phillip Wertz from Bank of America, others met with the Fed to discuss Derivatives Markets and Products
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  • On 2012-03-13, Gerald Corrigan from Goldman Sachs met with the Treasury to discuss OFR
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  • On 2012-03-13, met with the CFTC to discuss General
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  • On 2012-03-15, Michael Paese from Goldman Sachs, Elisha Wiesel from Goldman Sachs, David T. Rusoff from Goldman Sachs met with the Treasury to discuss Volcker Rule
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  • On 2012-03-27, Ruth Porat from Morgan Stanley, Doug Braunstein from JPMorgan Chase, Timothy Sloan from Wells Fargo, others met with the Fed to discuss Systemic Designations, Enhanced Prudential Standards, and Banking Supervision and Regulation
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  • On 2012-04-05, Maria Douvas from Morgan Stanley, Darek DeFreece from Wells Fargo, Pamela Hutson from Wells Fargo, others met with the Fed to discuss Derivatives Markets and Products
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  • On 2012-04-05, met with the CFTC to discuss XVII. Data Recordkeeping
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  • On 2012-04-12, met with the CFTC to discuss II. Definitions
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  • On 2012-04-26, Peter Hancock from Chartis, Brian Moynihan from Bank of America, Lloyd Blankfein from Goldman Sachs, others met with the Treasury to discuss Volcker rule Capital Derivatives
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  • On 2012-04-30, Ruth Porat from Morgan Stanley, Jason Cummins from Brevan Howard, Richard Axilrod from Moore Capital Management, others met with the Fed to discuss Enhanced Supervision
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  • On 2012-04-30, Ruth Porat from Morgan Stanley, Jason Cummins from Brevan Howard, Richard Axilrod from Moore Capital Management, others met with the Fed to discuss Enhanced Supervision
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  • On 2012-05-01, Carter McDowell from Securities Industry and Financial Markets Association, Jim Rosenthal from Morgan Stanley, Ken Bentsen from Securities Industry and Financial Markets Association, others met with the Fed to discuss Collins Amendment and Capital Rules
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  • On 2012-05-02, James Gorman from Morgan Stanley, Brian Moynihan from Bank of America, Richard Davis from U.S. Bank, others met with the Fed to discuss Systemic Designations, Enhanced Prudential Standards, and Banking Supervision and Regulation
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  • On 2012-05-03, Maria Douvas from Morgan Stanley, Victoria Cumings from HSBC, Darek DeFreece from Wells Fargo, others met with the Fed to discuss Derivatives Markets and Products
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  • On 2012-05-10, Troy Rohrbaugh from JPMorgan Chase, David Steck from Nomura, Daniel Ruperto from Goldman Sachs, others met with the Fed to discuss Derivatives Markets and Products
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  • On 2012-05-10, Rodgin Cohen from Sullivan & Cromwell, Steven Strogin from Goldman Sachs, Faryar Shirzad from Goldman Sachs, others met with the Fed to discuss Systemic Designations, Enhanced Prudential Standards, and Banking Supervision and Regulation
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  • On 2012-05-10, Faryar Shirzad from Goldman Sachs, Craig Broderick from Goldman Sachs, Michael Paese from Goldman Sachs, others met with the Treasury to discuss Enhanced Prudential Standards
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  • On 2012-06-07, met with the CFTC to discuss VII. DCO Core Principles
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  • On 2012-06-14, met with the CFTC to discuss General
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  • On 2012-06-14, met with the CFTC to discuss General
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  • On 2012-06-15, met with the CFTC to discuss I. Registration; XXVII. Investment Adviser Reporting
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  • On 2012-06-29, met with the CFTC to discuss II. Definitions
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  • On 2012-06-29, met with the CFTC to discuss II. Definitions
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  • On 2012-07-24, Rodgin Cohen from Sullivan & Cromwell, James Stoker from SunTrust Bank, Chris Krummel from BB&T, others met with the Fed to discuss Enhanced Supervision
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  • On 2012-07-30, met with the CFTC to discuss General
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  • On 2012-07-31, met with the CFTC to discuss General
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  • On 2012-08-02, John Collingwood from Bank of America, Courtney Geduldig from Financial Services Forum, Jim Donnellan from Metlife, others met with the Treasury to discuss FSOC
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  • On 2012-08-02, met with the CFTC to discuss General
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  • On 2012-08-08, Faryar Shirzad from Goldman Sachs, John Dearie from Financial Services Forum, Sheila Greenwood from Prudential, others met with the Fed to discuss Systemic Designations, Enhanced Prudential Standards, and Banking Supervision and Regulation
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  • On 2012-09-06, Paul Saltzman from Clearing House, Steven A. Simonte from Morgan Stanley, Robin A. Doyle from JPMorgan Chase, others met with the Fed to discuss Enhanced Supervision
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  • On 2012-09-07, met with the CFTC to discuss VI. Segregation and Bankruptcy; VII. DCO Core Principles; VIII. Process for Review of Swaps; XIII. SEF Registration; XVIII. Real Time Reporting
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  • On 2012-09-19, Adam Shearer from Bank of America, Douglas Smith from JPMorgan Chase, Michelle Pagani from Bank of America, others met with the Fed to discuss Enhanced Supervision
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  • On 2012-09-21, met with the SEC to discuss Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act
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  • On 2012-10-03, James Gorman from Morgan Stanley, Brian Moynihan from Bank of America, Lloyd Blankfein from Goldman Sachs, others met with the Treasury to discuss Other
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  • On 2012-10-11, met with the CFTC to discuss General
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  • On 2012-10-23, Michael Zink from Citigroup, Philip Lee from JPMorgan Chase, Ronald Ong from Morgan Stanley, others met with the Treasury to discuss Derivatives
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  • On 2012-11-13, met with the CFTC to discuss XIII. SEF Registration
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  • On 2012-11-13, met with the CFTC to discuss XIII. SEF Registration
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  • On 2012-11-28, Faryar Shirzad from Goldman Sachs, Craig Broderick from Goldman Sachs, C. Kyle Russ from Goldman Sachs, others met with the Treasury to discuss Derivatives
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  • On 2012-12-03, met with the CFTC to discuss XIII. SEF Registration
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  • On 2012-12-07, Craig Broderick from Goldman Sachs, C. Kyle Russ from Goldman Sachs, Craig Bicker from Goldman Sachs met with the Fed to discuss Derivatives Markets and Products
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  • On 2013-01-03, Oliver Frankel from Goldman Sachs, Alessandro Cocco from JPMorgan Chase, Arthur Laichtman from UBS, others met with the Fed to discuss Enhanced Supervision
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  • On 2013-01-15, Lloyd Blankfein from Goldman Sachs, John Dearie from Financial Services Forum, Robert Nichols from Financial Services Forum, others met with the Fed to discuss Resolution Framework
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  • On 2013-01-17, met with the CFTC to discuss General
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  • On 2013-01-23, met with the CFTC to discuss General
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  • On 2013-02-06, met with the CFTC to discuss XIII. SEF Registration; General
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  • On 2013-02-14, met with the CFTC to discuss XIII. SEF Registration
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  • On 2013-02-19, met with the CFTC to discuss VI. Segregation and Bankruptcy; Cross-Border
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  • On 2013-02-25, Stephen O'Connor from Morgan Stanley, Oliver Frankel from Goldman Sachs, Mary Johannes from ISDA, others met with the Fed to discuss Derivatives Markets and Products
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  • On 2013-02-28, Jeffrey T. Brown from Charles Schwab, Diana Preston from American Bankers Association, Ross Rogers from Comerica, others met with the Treasury to discuss Other
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  • On 2013-03-01, met with the CFTC to discuss XIII. SEF Registration
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  • On 2013-03-05, met with the CFTC to discuss XIII. SEF Registration
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  • On 2013-03-05, met with the CFTC to discuss XIII. SEF Registration
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  • On 2013-03-11, met with the CFTC to discuss General
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  • On 2013-03-21, met with the CFTC to discuss General
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  • On 2013-04-01, met with the CFTC to discuss XXVI. Position Limits
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  • On 2013-04-02, met with the CFTC to discuss General
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  • On 2013-04-11, John Chartres from Goldman Sachs, Charles Edwards from Goldman Sachs met with the Fed to discuss Collins Amendment and Capital Rules
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  • On 2013-05-17, Kyle Russ from Goldman Sachs met with the Treasury to discuss Resolution
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  • On 2013-05-22, met with the CFTC to discuss General
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  • On 2013-05-23, met with the CFTC to discuss Cross-Border
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  • On 2013-06-13, Craig Bricker from Goldman Sachs met with the Fed to discuss Enhanced Supervision
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  • On 2013-06-20, Sanjay Kannambadi from Bank of New York Mellon, Edward Rosen from Cleary Gottlieb Steen & Hamilton, Kenneth Raisler from Sullivan & Cromwell, others met with the Treasury to discuss Derivatives
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  • On 2013-08-20, met with the CFTC to discuss III. Business Conduct Standards w/ Counterparties
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  • On 2013-09-12, Craig Bricker from Goldman Sachs, Christopher Russ from Goldman Sachs, Samuel Krasnik from Goldman Sachs met with the Fed to discuss Enhanced Supervision
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  • On 2013-11-21, Paul Vanderslice from Citigroup, Nelson Hioe from Raith Capital, Stephen Renna from CREFC, others met with the Fed to discuss Credit Risk Retention
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  • On 2013-11-21, met with the CFTC to discuss General
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  • On 2014-01-14, John Collingwood from Bank of America, Faryar Shirzad from Goldman Sachs, Michael Stein from Morgan Stanley, others met with the Fed to discuss Systemic Designations, Enhanced Prudential Standards, and Banking Supervision and Regulation
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