Sunlight Foundation

Dodd-Frank Meeting Logs

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We've decided to decommission our Dodd-Frank tracker. It was a remarkably useful tool, leading to greater insight related to how influence shapes policy in the drawn out regulatory process. Unfortunately, our aging ScraperWiki-based infrastructure is facing end-of-life. Since the torrent of meetings has slowed to a trickle, we've decided to decommission the tracker. Thank you for using the tracker over the past few years. Hopefully the agencies improve their ex parte communication disclosure practices so we never have to make one of these again!

Charles Schwab

Four meetings found

  • On 2010-10-12, met with the SEC to discuss Duties of Brokers, Dealers, and Investment Advisers
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  • On 2011-02-17, Jeffrey T. Brown from Charles Schwab, Jeffrey S. Chapman from Fifth Third Bancorp, Paul Noble from Harris Financial, others met with the Treasury to discuss Designations FSOC OFR Volcker Rule
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  • On 2012-04-26, Chet Helck from Raymond James Financial, Bernard Beal from M.R. Beal, Joan Binstock from Lord, Abbett, others met with the Treasury to discuss Derivatives Volcker rule Capital Enhanced Prudential Standards Designations
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  • On 2013-02-28, Jeffrey T. Brown from Charles Schwab, Diana Preston from American Bankers Association, Ross Rogers from Comerica, others met with the Treasury to discuss Other
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