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Dodd-Frank Meeting Logs

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We've decided to decommission our Dodd-Frank tracker. It was a remarkably useful tool, leading to greater insight related to how influence shapes policy in the drawn out regulatory process. Unfortunately, our aging ScraperWiki-based infrastructure is facing end-of-life. Since the torrent of meetings has slowed to a trickle, we've decided to decommission the tracker. Thank you for using the tracker over the past few years. Hopefully the agencies improve their ex parte communication disclosure practices so we never have to make one of these again!

Morgan Stanley

198 meetings found

  • On 2010-08-13, met with the CFTC to discuss XVIII. Real Time Reporting
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  • On 2010-08-16, met with the CFTC to discuss VI. Segregation and Bankruptcy
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  • On 2010-08-20, met with the CFTC to discuss XXVI. Position Limits
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  • On 2010-08-26, met with the CFTC to discuss III. Business Conduct Standards w/ Counterparties
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  • On 2010-08-31, met with the CFTC to discuss General
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  • On 2010-09-15, met with the CFTC to discuss I. Registration; II. Definitions; III. Business Conduct Standards w/ Counterparties; IV. Business Conduct Standards - Internal; V. Capital & Margin
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  • On 2010-09-16, met with the CFTC to discuss II. Definitions; V. Capital & Margin; VIII. Process for Review of Swaps; XIII. SEF Registration
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  • On 2010-09-17, met with the CFTC to discuss II. Definitions; XXI. Joint Rules w/ SEC
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  • On 2010-09-17, met with the SEC to discuss Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act
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  • On 2010-09-17, met with the SEC to discuss Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act
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  • On 2010-09-22, met with the CFTC to discuss II. Definitions; V. Capital & Margin; XXVI. Position Limits
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  • On 2010-09-22, met with the SEC to discuss Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act
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  • On 2010-09-27, met with the CFTC to discuss II. Definitions; VI. Segregation and Bankruptcy; XV. Rule Certification
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  • On 2010-09-28, met with the CFTC to discuss VI. Segregation and Bankruptcy
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  • On 2010-09-28, met with the CFTC to discuss XIII. SEF Registration
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  • On 2010-09-28, met with the SEC to discuss Duties of Brokers, Dealers, and Investment Advisers
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  • On 2010-10-04, Mary Johannes from ISDA, Bryan Murtagh from UBS, Rick Ostrander from Morgan Stanley, others met with the Fed to discuss Lincoln Amendment and Derivatives Push-Out
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  • On 2010-10-04, met with the CFTC to discuss II. Definitions
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  • On 2010-10-04, met with the SEC to discuss Definitions Contained in Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act
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  • On 2010-10-07, met with the CFTC to discuss VII. DCO Core Principles; VIII. Process for Review of Swaps; IX. Governance & Possible Limits; X. Systemically Important DCO Rules
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  • On 2010-10-07, met with the CFTC to discuss XXVI. Position Limits
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  • On 2010-10-14, Troy Rohrbaugh from JPMorgan Chase, David Steck from Nomura, Jeff Feig from Citigroup, others met with the Fed to discuss Derivatives Markets and Products
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  • On 2010-10-14, met with the CFTC to discuss III. Business Conduct Standards w/ Counterparties
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  • On 2010-10-14, met with the SEC to discuss Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act
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  • On 2010-10-14, met with the SEC to discuss Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act
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  • On 2010-10-28, Ruth Porat from Morgan Stanley, Candice Koederitz from Morgan Stanley, David Russo from Morgan Stanley, others met with the Fed to discuss Volcker Rule
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  • On 2010-10-28, met with the CFTC to discuss XVI. Swap Data Repositories Registration; XVII. Data Recordkeeping
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  • On 2010-11-02, Ruth Porat from Morgan Stanley met with the Treasury to discuss CFPB
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  • On 2010-11-04, Larry Summers from NEC, Mary Goodman from NEC, Diana Farrell from NEC, others met with the Treasury to discuss GSEs
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  • On 2010-11-04, met with the CFTC to discuss XVI. Swap Data Repositories Registration; XVII. Data Recordkeeping; XVIII. Real Time Reporting
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  • On 2010-11-05, Troy Rohrbaugh from JPMorgan Chase, David Steck from Nomura, Jeff Feig from Citigroup, others met with the Fed to discuss Derivatives Markets and Products
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  • On 2010-11-10, Soo-Mi Lee from Morgan Stanley, Vishwanath Tirupattur from Morgan Stanley, Lydia Foo from Morgan Stanley, others met with the Fed to discuss Credit Risk Retention
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  • On 2010-11-12, met with the CFTC to discuss General
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  • On 2010-11-12, met with the CFTC to discuss General
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  • On 2010-11-17, Sir Winn from Bischoff Lloyds, Ambassador Louis from Susman United States, Bob Diamond from Barclays, others met with the Treasury to discuss FSOC Systemic Risk Securitization Heightened Prudential Standards
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  • On 2010-11-18, Thomas Sebastian from Gillie BAML, Troy Rohrbaugh from JPMorgan Chase, Daniel Silber from HSBC, others met with the Treasury to discuss FX
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  • On 2010-11-18, met with the CFTC to discuss V. Capital & Margin
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  • On 2010-12-06, Richard Berner from Morgan Stanley met with the Treasury to discuss OFR
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  • On 2010-12-06, Robert Casper from Morgan Stanley met with the Treasury to discuss OFR
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  • On 2010-12-09, met with the SEC to discuss Title VI Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act
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  • On 2011-01-05, Investor Meeting hosted by Adam Frisch & Betsy Grasek from Morgan Stanley, (100+ attendees from Morgan Stanley met with the Treasury to discuss CFPB
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  • On 2011-01-05, James Gorman, Ruth Porat, Michael Krimminger from FDIC, others met with the FDIC to discuss Capital Issues; Other-Volcker Rule
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  • On 2011-01-11, met with the SEC to discuss Title VI Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act
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  • On 2011-01-19, Daniel Ruperto from Goldman Sachs, Kenneth Rozycki from Brown Brothers Harriman, Michael Mulholland from Credit Suisse, others met with the Fed to discuss Derivatives Markets and Products
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  • On 2011-01-19, Stephen O'Connor, Paul Fitzgerald, Justin Grant, others met with the FDIC to discuss Other-Volcker Rule
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  • On 2011-02-01, Ruth Porat from Morgan Stanley met with the Treasury to discuss Capital & Liquidity
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  • On 2011-02-03, Maria Douvas from Morgan Stanley, Pamela Hutson from Wells Fargo, David Miller from Bank of America, others met with the Fed to discuss Derivatives Markets and Products
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  • On 2011-02-23, met with the CFTC to discuss III. Business Conduct Standards w/ Counterparties; XIII. SEF Registration; XVIII. Real Time Reporting
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  • On 2011-02-28, met with the CFTC to discuss III. Business Conduct Standards w/ Counterparties; XIII. SEF Registration; XVIII. Real Time Reporting
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  • On 2011-03-03, Maria Douvas from Morgan Stanley, Pamela Hutson from Wells Fargo, David Miller from Bank of America, others met with the Fed to discuss Derivatives Markets and Products
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  • On 2011-03-04, Michael Stein from Morgan Stanley, Keisha Hotsuki from Morgan Stanley met with the Treasury to discuss FSOC Annual Report
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  • On 2011-03-04, met with the CFTC to discuss V. Capital & Margin
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  • On 2011-03-04, met with the CFTC to discuss IX. Governance & Possible Limits
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  • On 2011-03-09, Robert Bogucki from Barclays, Kelvin Hebburn from Morgan Stanley, Marco Antonio Sudano from Banco Itau BBA, others met with the Fed to discuss Volcker Rule
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  • On 2011-03-09, met with the CFTC to discuss II. Definitions; III. Business Conduct Standards w/ Counterparties; XIII. SEF Registration; XVIII. Real Time Reporting
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  • On 2011-03-09, met with the CFTC to discuss III. Business Conduct Standards w/ Counterparties; IV. Business Conduct Standards – Internal; XIII. SEF Registration; XVIII. Real Time Reporting
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  • On 2011-03-09, met with the CFTC to discuss III. Business Conduct Standards w/ Counterparties; IV. Business Conduct Standards – Internal; XIII. SEF Registration; XVIII. Real Time Reporting
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  • On 2011-03-14, met with the CFTC to discuss XXVIII. Volcker Rule
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  • On 2011-03-14, Michael Kadish from Deutsche Bank, Timothy Cameron from Securities Industry and Financial Markets Association, Simon Zornoza from State Street, others met with the Fed to discuss Volcker Rule
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  • On 2011-03-22, met with the CFTC to discuss I. Registration; II. Definitions; III. Business Conduct Standards w/ Counterparties; IV. Business Conduct Standards – Internal; XVII. Data Recordkeeping; XVIII. Real Time Reporting
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  • On 2011-03-28, Athanassios Diplas from Deutsche Bank, Carter McDowell from Securities Industry and Financial Markets Association, Greg Baer from JPMorgan Chase, others met with the Fed to discuss Volcker Rule
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  • On 2011-03-29, met with the CFTC to discuss XVIII. Real Time Reporting
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  • On 2011-03-29, met with the CFTC to discuss General
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  • On 2011-04-05, Soo-Mi Lee from Morgan Stanley, James Hill from Morgan Stanley, Nancy King from Morgan Stanley, others met with the Fed to discuss Volcker Rule
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  • On 2011-04-05, met with the CFTC to discuss III. Business Conduct Standards w/ Counterparties; IV. Business Conduct Standards – Internal
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  • On 2011-04-06, James Gorman from Morgan Stanley, Brian Moynihan from Bank of America, Richard Davis from U.S. Bank, others met with the Treasury to discuss GSEs CFPB Derivatives
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  • On 2011-04-06, met with the SEC to discuss Title VI Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act
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  • On 2011-04-08, Barbara Burns from Morgan Stanley, Peter Heyward from Morgan Stanley, Chris O'Dell from Morgan Stanley met with the Fed to discuss Volcker Rule
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  • On 2011-04-11, Valerie Kay from Morgan Stanley, Baron Silverstein from BAML, Ralph Daloisio from Natixis, others met with the Fed to discuss Credit Risk Retention
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  • On 2011-04-14, Susan Carroll, Mark Connolly, Jennifer Greca, others met with the FDIC to discuss Other-Study on core and brokered deposits
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  • On 2011-04-20, met with the CFTC to discuss XVII. Data Recordkeeping
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  • On 2011-05-03, Keith Anderson from Soros Fund Management, Ian Banwell from Round Table IMC, Jason Cummins from Brevin Howard, others met with the Treasury to discuss Derivatives FSOC Volcker Rule
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  • On 2011-05-05, Maria Douvas from Morgan Stanley, Darek DeFreece from Wells Fargo, Pamela Hutson from Wells Fargo, others met with the Fed to discuss Derivatives Markets and Products
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  • On 2011-05-16, Nancy Fox from Adelaide Managed Funds Ltd, Warwick Smith from ANZ Banking Limited, Mike Bosch from Capital Investment Management, others met with the Treasury to discuss Resolution Derivatives Other
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  • On 2011-05-17, met with the CFTC to discuss II. Definitions; V. Capital & Margin; VI. Segregation and Bankruptcy; VIII. Process for Review of Swaps; XIII. SEF Registration; XVIII. Real Time Reporting
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  • On 2011-05-20, Janet Young from MNCs-Asia, Michael Zink from Citigroup, Shirish Apte from Citigroup, others met with the Treasury to discuss Derivatives Other
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  • On 2011-05-20, Candice Koederitz from Morgan Stanley, Soo-Mi Lee from Morgan Stanley, James Hill from Morgan Stanley, others met with the Treasury to discuss Volcker Rule
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  • On 2011-05-20, met with the SEC to discuss Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act
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  • On 2011-05-23, Maria Douvas from Morgan Stanley, Victoria Cumings from HSBC, Darek DeFreece from Wells Fargo, others met with the Fed to discuss Derivatives Markets and Products
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  • On 2011-05-25, David Steck from Nomura, Daniel Ruperto from Goldman Sachs, Joanne Brower from Barclays, others met with the Fed to discuss Derivatives Markets and Products
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  • On 2011-05-26, met with the CFTC to discuss III. Business Conduct Standards w/ Counterparties
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  • On 2011-06-07, met with the CFTC to discuss XVII. Data Recordkeeping
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  • On 2011-06-09, Candice Koederitz from Morgan Stanley, H. Rodgin Cohen from Sullivan & Cromwell, Greg Baer from JPMorgan Chase, others met with the Fed to discuss Volcker Rule
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  • On 2011-06-09, met with the CFTC to discuss III. Business Conduct Standards w/ Counterparties
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  • On 2011-06-09, met with the SEC to discuss Title VI Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act
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  • On 2011-06-22, met with the CFTC to discuss III. Business Conduct Standards w/ Counterparties
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  • On 2011-06-23, David Mitchell from Fried Frank Harris Shriver & Jacobson, Najib Lamhaouar from Citigroup, Bonnie Litt from Goldman Sachs, others met with the Treasury to discuss Derivatives
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  • On 2011-06-23, met with the CFTC to discuss XXVI. Position Limits
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  • On 2011-06-28, Soo-Mi Lee from Morgan Stanley, Vishwanath Tirupattur from Morgan Stanley, Lydia Foo from Morgan Stanley, others met with the Fed to discuss Credit Risk Retention
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  • On 2011-06-28, Willian Brown Shepard II from Oppenheimer Funds, Craig Heckman Addeo from Maverick, Charles Avlin Gabriel Jr. from Capital Alpha, others met with the Treasury to discuss OFR
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  • On 2011-06-28, Vishwanath Tirupattur from Morgan Stanley met with the Treasury to discuss OFR
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  • On 2011-06-28, Vishwanath Tirupattur from Morgan Stanley met with the Treasury to discuss OFR
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  • On 2011-07-06, Ken deRegt from Morgan Stanley met with the Treasury to discuss OFR
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  • On 2011-07-06, met with the CFTC to discuss III. Business Conduct Standards w/ Counterparties
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  • On 2011-07-07, Ruth Porat from Morgan Stanley, Candice Koederitz from Morgan Stanley, Michael J. Stein from Morgan Stanley met with the Treasury to discuss Derivatives
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  • On 2011-07-11, Valerie Kay from Morgan Stanley, Cheryl Glory from Bank of America, John Carroll from UBS, others met with the Fed to discuss Credit Risk Retention
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  • On 2011-07-21, Jens Andersen from Morgan Stanley met with the Treasury to discuss OFR
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  • On 2011-07-26, Eduardo Canabarro from Morgan Stanley, Akhtarur Siddique from Office of the Comptroller of the Currency, Dan Staehle from Office of the Comptroller of the Currency met with the Fed to discuss Enhanced Supervision
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  • On 2011-08-04, John Jackson from Meeting Participants, Ada Li from Meeting Participants, Patricia Zobel from FRBNY, others met with the Fed to discuss Derivatives Markets and Products
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  • On 2011-08-05, Gregory Peters from Morgan Stanley met with the Treasury to discuss OFR
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  • On 2011-08-30, met with the CFTC to discuss XXVI. Position Limits; General
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  • On 2011-09-28, met with the CFTC to discuss General
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  • On 2011-09-28, met with the CFTC to discuss General
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  • On 2011-09-28, met with the CFTC to discuss General
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  • On 2011-09-28, met with the CFTC to discuss I. Registration; II. Definitions; III. Business Conduct Standards w/ Counterparties; IV. Business Conduct Standards – Internal; V. Capital & Margin
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  • On 2011-10-05, Brian Moynihan from Bank of America, Lloyd Blankfein from Goldman Sachs, Barry Zubrow from JPMorgan Chase, others met with the Treasury to discuss Other
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  • On 2011-10-06, Maria Douvas from Morgan Stanley, Victoria Cumings from HSBC, Pamela Hutson from Wells Fargo, others met with the Fed to discuss Derivatives Markets and Products
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  • On 2011-10-13, met with the CFTC to discuss II. Definitions; V. Capital & Margin; VII. DCO Core Principles; XII. DCM Core Principles; XXVI. Position Limits
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  • On 2011-10-28, Jonathan Pruzan from Morgan Stanley met with the Treasury to discuss Other
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  • On 2011-10-28, Carter McDowell from Securities Industry and Financial Markets Association, Robin Doyle from JPMorgan Chase, Matthew Musselman from JPMorgan Chase, others met with the Fed to discuss Enhanced Supervision
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  • On 2011-11-03, Maria Douvas from Morgan Stanley, Victoria Cumings from HSBC, Darek DeFreece from Wells Fargo, others met with the Fed to discuss Derivatives Markets and Products
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  • On 2011-11-03, Michael Ball from Meeting Participants, John Jackson from Meeting Participants, Ada Li from Meeting Participants, others met with the Fed to discuss Derivatives Markets and Products
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  • On 2011-11-08, H. Rodgin Cohen from Sullivan & Cromwell, Greg Baer from JPMorgan Chase, Matthew Berke from Morgan Stanley, others met with the Fed to discuss Volcker Rule
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  • On 2011-11-29, met with the CFTC to discuss General
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  • On 2011-11-30, Ben Adler from Goldman Sachs, Eric Edwards from Goldman Sachs, Michael Koester from Goldman Sachs, others met with the Treasury to discuss Volcker Rule
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  • On 2011-12-01, met with the CFTC to discuss XXI. Joint Rules w/ SEC
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  • On 2011-12-06, met with the CFTC to discuss VI. Segregation and Bankruptcy; VIII. Process for Review of Swaps; XIII. SEF Registration; XVII. Data Recordkeeping; XVIII. Real Time Reporting
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  • On 2011-12-08, met with the CFTC to discuss General
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  • On 2011-12-14, Ruth Porat from Morgan Stanley, Candice Koederitz from Morgan Stanley, Celeste Brown from Morgan Stanley, others met with the Fed to discuss Enhanced Supervision
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  • On 2012-01-05, Maria Douvas from Morgan Stanley, Victoria Cumings from HSBC, Pamela Hutson from Wells Fargo, others met with the Fed to discuss Derivatives Markets and Products
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  • On 2012-01-05, met with the CFTC to discuss III. Business Conduct Standards w/ Counterparties; VI. Segregation and Bankruptcy
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  • On 2012-01-06, met with the CFTC to discuss III. Business Conduct Standards w/ Counterparties; VI. Segregation and Bankruptcy
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  • On 2012-01-06, met with the CFTC to discuss III. Business Conduct Standards w/ Counterparties; General
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  • On 2012-01-09, met with the CFTC to discuss XXVIII. Volcker Rule
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  • On 2012-01-13, Thomas Wipf from Morgan Stanley met with the Treasury to discuss OFR
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  • On 2012-01-17, met with the CFTC to discuss II. Definitions
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  • On 2012-01-17, met with the CFTC to discuss General
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  • On 2012-01-20, met with the CFTC to discuss General
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  • On 2012-02-01, Eduardo Canabarro from Morgan Stanley, Candice Koederitz from Morgan Stanley, Denise Pieck from Morgan Stanley, others met with the Fed to discuss Systemic Designations, Enhanced Prudential Standards, and Banking Supervision and Regulation
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  • On 2012-02-01, Thomas Wipf from Morgan Stanley met with the Treasury to discuss OFR
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  • On 2012-02-02, Maria Douvas from Morgan Stanley, Victoria Cumings from HSBC, Darek DeFreece from Wells Fargo, others met with the Fed to discuss Derivatives Markets and Products
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  • On 2012-02-02, Andrew Williams from Morgan Stanley, Stephen O'Connor from Morgan Stanley, Thomas Benison from JPMorgan Chase, others met with the Fed to discuss Derivatives Markets and Products
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  • On 2012-02-06, Soo-Mi Lee from Morgan Stanley, Michael Stein from Morgan Stanley, Thomas Kelleher from Morgan Stanley, others met with the Treasury to discuss Volcker Rule
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  • On 2012-02-07, Matthew Berke from Morgan Stanley, Soo-Mi Lee from Morgan Stanley, Tim Lyons from Morgan Stanley, others met with the Fed to discuss Volcker Rule
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  • On 2012-02-07, met with the CFTC to discuss XXVIII. Volcker Rule
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  • On 2012-02-09, Michael Stein from Morgan Stanley met with the Treasury to discuss OFR
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  • On 2012-02-09, met with the CFTC to discuss IV. Business Conduct Standards – Internal; General
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  • On 2012-02-09, met with the CFTC to discuss IV. Business Conduct Standards – Internal
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  • On 2012-02-10, John Feid from Federal Deposit Insurance, Peter Yen from Federal Deposit Insurance, Robert Collender from Federal Housing Finance Authority, others met with the Fed to discuss Derivatives Markets and Products
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  • On 2012-02-10, Denise Pieck from Morgan Stanley, Kevin Ryan from Morgan Stanley, Jonathan Pruzan from Morgan Stanley met with the Fed to discuss Savings and Loan Holding Companies
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  • On 2012-02-16, Timothy Bolwer from Treasury, Shawn Feeney from Citigroup, Gary Hansen from Zions Bank, others met with the Fed to discuss Systemic Designations, Enhanced Prudential Standards, and Banking Supervision and Regulation
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  • On 2012-02-17, met with the CFTC to discuss IV. Business Conduct Standards – Internal
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  • On 2012-02-22, Marvin Barth from Tennenbaum Capital, Sophia Drossos from Morgan Stanley met with the Treasury to discuss OFR
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  • On 2012-03-01, Maria Douvas from Morgan Stanley, Victoria Cumings from HSBC, Pamela Hutson from Wells Fargo, others met with the Fed to discuss Derivatives Markets and Products
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  • On 2012-03-02, Arnaud Mares from Morgan Stanley met with the Treasury to discuss OFR
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  • On 2012-03-05, Thomas Deutch from American Securitization Forum, Kieran Fallon from PNC Financial, Reginald Imamura from PNC Financial, others met with the Treasury to discuss Securitization
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  • On 2012-03-06, Steve Lipmann from Morgan Stanley met with the Treasury to discuss OFR
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  • On 2012-03-08, met with the CFTC to discuss IV. Business Conduct Standards – Internal
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  • On 2012-03-12, Thomas Kinnally from Morgan Stanley met with the Treasury to discuss OFR
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  • On 2012-03-27, Ruth Porat from Morgan Stanley, Doug Braunstein from JPMorgan Chase, Timothy Sloan from Wells Fargo, others met with the Fed to discuss Systemic Designations, Enhanced Prudential Standards, and Banking Supervision and Regulation
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  • On 2012-04-05, Maria Douvas from Morgan Stanley, Darek DeFreece from Wells Fargo, Pamela Hutson from Wells Fargo, others met with the Fed to discuss Derivatives Markets and Products
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  • On 2012-04-05, met with the CFTC to discuss XVII. Data Recordkeeping
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  • On 2012-04-16, met with the CFTC to discuss General
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  • On 2012-04-26, Peter Hancock from Chartis, Brian Moynihan from Bank of America, Lloyd Blankfein from Goldman Sachs, others met with the Treasury to discuss Volcker rule Capital Derivatives
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  • On 2012-04-26, Chet Helck from Raymond James Financial, Bernard Beal from M.R. Beal, Joan Binstock from Lord, Abbett, others met with the Treasury to discuss Derivatives Volcker rule Capital Enhanced Prudential Standards Designations
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  • On 2012-04-30, Ruth Porat from Morgan Stanley, Jason Cummins from Brevan Howard, Richard Axilrod from Moore Capital Management, others met with the Fed to discuss Enhanced Supervision
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  • On 2012-04-30, Ruth Porat from Morgan Stanley, Jason Cummins from Brevan Howard, Richard Axilrod from Moore Capital Management, others met with the Fed to discuss Enhanced Supervision
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  • On 2012-05-01, Carter McDowell from Securities Industry and Financial Markets Association, Jim Rosenthal from Morgan Stanley, Ken Bentsen from Securities Industry and Financial Markets Association, others met with the Fed to discuss Collins Amendment and Capital Rules
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  • On 2012-05-02, James Gorman from Morgan Stanley, Brian Moynihan from Bank of America, Richard Davis from U.S. Bank, others met with the Fed to discuss Systemic Designations, Enhanced Prudential Standards, and Banking Supervision and Regulation
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  • On 2012-05-03, Maria Douvas from Morgan Stanley, Victoria Cumings from HSBC, Darek DeFreece from Wells Fargo, others met with the Fed to discuss Derivatives Markets and Products
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  • On 2012-05-04, met with the CFTC to discuss XXVI. Position Limits
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  • On 2012-05-10, Troy Rohrbaugh from JPMorgan Chase, David Steck from Nomura, Daniel Ruperto from Goldman Sachs, others met with the Fed to discuss Derivatives Markets and Products
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  • On 2012-05-11, met with the CFTC to discuss General
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  • On 2012-05-30, met with the CFTC to discuss VII. DCO Core Principles; IX. Governance & Possible Limits; XI. End-user Exception; XIII. SEF Registration
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  • On 2012-06-07, met with the CFTC to discuss VII. DCO Core Principles
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  • On 2012-06-11, met with the CFTC to discuss General
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  • On 2012-06-14, met with the CFTC to discuss General
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  • On 2012-06-19, met with the CFTC to discuss General
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  • On 2012-07-24, Rodgin Cohen from Sullivan & Cromwell, James Stoker from SunTrust Bank, Chris Krummel from BB&T, others met with the Fed to discuss Enhanced Supervision
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  • On 2012-07-31, met with the CFTC to discuss General
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  • On 2012-07-31, met with the CFTC to discuss General
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  • On 2012-08-01, met with the CFTC to discuss IV. Business Conduct Standards – Internal
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  • On 2012-08-08, Faryar Shirzad from Goldman Sachs, John Dearie from Financial Services Forum, Sheila Greenwood from Prudential, others met with the Fed to discuss Systemic Designations, Enhanced Prudential Standards, and Banking Supervision and Regulation
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  • On 2012-08-16, met with the CFTC to discuss General
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  • On 2012-09-06, Paul Saltzman from Clearing House, Steven A. Simonte from Morgan Stanley, Robin A. Doyle from JPMorgan Chase, others met with the Fed to discuss Enhanced Supervision
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  • On 2012-09-11, met with the CFTC to discuss General
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  • On 2012-09-18, met with the CFTC to discuss General
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  • On 2012-10-03, James Gorman from Morgan Stanley, Brian Moynihan from Bank of America, Lloyd Blankfein from Goldman Sachs, others met with the Treasury to discuss Other
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  • On 2012-10-11, met with the CFTC to discuss General
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  • On 2012-10-23, Michael Zink from Citigroup, Philip Lee from JPMorgan Chase, Ronald Ong from Morgan Stanley, others met with the Treasury to discuss Derivatives
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  • On 2012-11-06, met with the CFTC to discuss General
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  • On 2012-12-03, met with the CFTC to discuss XIII. SEF Registration
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  • On 2012-12-04, Ruth Laslo from UBS, Alessandro Cocco from JPMorgan Chase, Christopher Young from ISDA, others met with the Treasury to discuss Derivatives
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  • On 2012-12-04, met with the CFTC to discuss General
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  • On 2013-01-23, met with the CFTC to discuss General
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  • On 2013-01-29, met with the CFTC to discuss VI. Segregation and Bankruptcy
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  • On 2013-01-29, met with the CFTC to discuss General
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  • On 2013-02-13, met with the CFTC to discuss VI. Segregation and Bankruptcy
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  • On 2013-02-25, Stephen O'Connor from Morgan Stanley, Oliver Frankel from Goldman Sachs, Mary Johannes from ISDA, others met with the Fed to discuss Derivatives Markets and Products
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  • On 2013-02-28, Jeffrey T. Brown from Charles Schwab, Diana Preston from American Bankers Association, Ross Rogers from Comerica, others met with the Treasury to discuss Other
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  • On 2013-05-22, Michael Stein from Morgan Stanley, Ruth Prorat from Morgan Stanley met with the Treasury to discuss Other
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  • On 2013-06-18, met with the CFTC to discuss Cross-Border
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  • On 2013-06-18, Keith Bailey from Barclays, Annette Nazareth from Davis Polk & Wardwell, Katherine Childress from JPMorgan Chase, others met with the Treasury to discuss Derivatives
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  • On 2013-06-18, met with the CFTC to discuss Cross-Border
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  • On 2013-06-20, Sanjay Kannambadi from Bank of New York Mellon, Edward Rosen from Cleary Gottlieb Steen & Hamilton, Kenneth Raisler from Sullivan & Cromwell, others met with the Treasury to discuss Derivatives
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  • On 2013-09-26, Robin Doyle from JPMorgan Chase, Stefan Gavell from State Street, Glenn Horner from State Street, others met with the Fed to discuss Enhanced Supervision
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  • On 2014-01-14, John Collingwood from Bank of America, Faryar Shirzad from Goldman Sachs, Michael Stein from Morgan Stanley, others met with the Fed to discuss Systemic Designations, Enhanced Prudential Standards, and Banking Supervision and Regulation
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  • On 3011-03-09, met with the CFTC to discuss III. Business Conduct Standards w/ Counterparties; IV. Business Conduct Standards – Internal; XIII. SEF Registration; XVIII. Real Time Reporting
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