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| Compliance made simple. |
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| The AdvisorSquare
Compliance Manager effectively integrates your compliance department
with the development of each website by giving them 100% control
over all content approval. Each time representatives change information
on their website, it is automatically routed electronically to
compliance for review and approval. The AdvisorSquare Compliance
Manager’s unique user interface enables the compliance
department to easily identify, view, modify, and approve or deny
all new website content and material. The solution delivers the
following features. |
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| Features |
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- Compliance efficiencies – Representatives
choose from a library of pre-approved materials to minimize
the efforts of the Compliance Manager
- Streamlined communication – Email
notification when a website requires action
- Intuitive interface – Color-coded
display for clear viewing. Edits displayed in a “before” and “after” format
for easy review
- Audit trail – Audit
notes permanently attached for future reference
- Paperless archive -
All versions of websites archived and retrievable on-line
- Consistency – Disclaimers
are automatically inserted on every page
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| As a prominent and trusted Web presence
provider, AdvisorSquare is an ideal partner to help financial professionals
establish a solid online presence. Our business development consultants
are happy to explore and evaluate opportunities to form valuable
partnerships. To request more information about becoming a partner,
please complete the Partner
Inquiry Form. |
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