|
 |
|
|
AdvisorMail is the #1 provider of electronic email compliance solutions for the financial services industry.
AdvisorMail is the industry leader with the most advanced email and IM supervisory system, enabling organizations like yours
to easily and affordably implement an electronic compliance solution that meets all NASD, NYSE and SEC regulatory requirements.
Currently, AdvisorMail manages over 600 accounts, with a total of hundreds of thousands of email addresses. AdvisorMail is installed
in 50% of the nation's top Broker/Dealers, as well as hundreds of registered independent advisors and hedge funds. Many of these
RIAs and hedge funds have fewer than 15 email addresses each.
Audit coming soon? AdvisorMail makes it easy.
Clients of AdvisorMail have been through over 1,000 combined audits without ever receiving a fine from
their regulatory body.
Based on client feedback, we've found that the use of technology solutions are increasing and auditors are becoming more familiar with them.
AdvisorMail clients have produced requested communications quickly (on-schedule), setting a good tone for the entire audit.
AdvisorMail for Financial Services
We offer 3 solutions to address the needs of financial firms:
Whether you are a Broker-Dealer with hundreds of email addresses, or an investment advisor looking into an
email compliance
solution for your two-person firm, AdvisorMail has an email solution packaged and priced to fit your needs.
Contact us today and you'll be on your way to a solution that makes the strictly regulated financial services requirements easier to manage.
Learn more about financial service industry regulations from
NASD, NYSE and SEC.
|
|
|
