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Recent Program: "Coping with the New Section 16 Rules" - Transcript Now Available
Review Our Past Programs
Special Features: More
SEC Reform Portal- Latest Law Firm Memos
Broc's Blog - Regular News Updates
Senators' Letter to Chairman Pitt re: Section 402
Learn @ Our New EDGAR Net.filer - Self-Service Web-Based Form 4 Filer!
Sample Corporate Governance Guidelines
NYSE Adopts Final Corp Gov Listing Standards
Nasdaq Adopts Final Corp Gov Listing Standards - Summary
Sarbanes-Oxley Act of 2002 (PDF - 130 pages)
Conference Report - Sarbanes-Oxley Act of 2002 (PDF - 160 pages)
Law Firm Publications Pages
Critical Accounting Proposal Flow Chart (PDF format)
HTML Version - Telephone Interp. Manual
New SEC Guidance:
Mutual Fund Proxy Voting - Proposed Rules
Accelerated Reporting of Periodic Reports - Final Rules
Section 302 Certification - Final Rules
Section 16 - Final Rules
All FAQs on Certifications, including 4th Set
Proposal - Certifications for Analysts
Staff Legal Bulletin No. 14a - Shareholder Proposals re: Shareholder Approval of Option Plans
Additional Form 8-K Disclosure - Proposal
Mandated EDGAR Filing for Foreign Issuers - Final Rule
Critical Accounting Policy Disclosure - Proposal
Off-Balance Sheet and 3rd Party MD&A; Disclosure
Auditor Independence Shareholder Proposals
Option Dilution Disclosure Adopted
Cautionary Financial Disclosure Advice
Cautionary Pro Forma Advice
Enforcement Cooperation Guidelines
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In This Issue:
SEC I: Chairman Pitt Signals Major Changes to Shareholder Proposal Rule
SEC II: Filing Fee Rates to be Reduced
SEC III: Mutual Fund Proposal to Disclose Voting Decisions and Policies
SEC IV: Enforcement Goes After Tyco Officers
Accounting Standards: FASB and IASB Agree to Reach "Convergence"
Disclosure Practices and Procedures: What to Do Now
Corporate Governance: "CGQ" Off and Running
Cashless Exercise Programs: Evolving Positions Amid Confusion
Section 16: Practice Pointers
Stock Options: Excluded Shareholder Proposal on Expensing Appealed
What's Up Online: Mandatory Online Access to Periodic Reports
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