Us and Them
The Enduring Power of Ethnic Nationalism
From Foreign Affairs, March/April 2008
Summary: Americans generally belittle the role of ethnic nationalism in politics. But in fact, it corresponds to some enduring propensities of the human spirit, it is galvanized by modernization, and in one form or another, it will drive global politics for generations to come. Once ethnic nationalism has captured the imagination of groups in a multiethnic society, ethnic disaggregation or partition is often the least bad answer.[continued...]
Out of the breakup of the Hapsburg and Romanov empires emerged a multitude of new countries. Many conceived of themselves as ethnonational polities, in which the state existed to protect and promote the dominant ethnic group. Yet of central and eastern Europe's roughly 60 million people, 25 million continued to be part of ethnic minorities in the countries in which they lived. In most cases, the ethnic majority did not believe in trying to help minorities assimilate, nor were the minorities always eager to do so themselves. Nationalist governments openly discriminated in favor of the dominant community. Government activities were conducted solely in the language of the majority, and the civil service was reserved for those who spoke it.
In much of central and eastern Europe, Jews had long played an important role in trade and commerce. When they were given civil rights in the late nineteenth century, they tended to excel in professions requiring higher education, such as medicine and law, and soon Jews or people of Jewish descent made up almost half the doctors and lawyers in cities such as Budapest, Vienna, and Warsaw. By the 1930s, many governments adopted policies to try to check and reverse these advances, denying Jews credit and limiting their access to higher education. In other words, the National Socialists who came to power in Germany in 1933 and based their movement around a "Germanness" they defined in contrast to "Jewishness" were an extreme version of a more common ethnonationalist trend.
The politics of ethnonationalism took an even deadlier turn during World War II. The Nazi regime tried to reorder the ethnic map of the continent by force. Its most radical act was an attempt to rid Europe of Jews by killing them all -- an attempt that largely succeeded. The Nazis also used ethnic German minorities in Czechoslovakia, Poland, and elsewhere to enforce Nazi domination, and many of the regimes allied with Germany engaged in their own campaigns against internal ethnic enemies. The Romanian regime, for example, murdered hundreds of thousands of Jews on its own, without orders from Germany, and the government of Croatia murdered not only its Jews but hundreds of thousands of Serbs and Romany as well.
POSTWAR BUT NOT POSTNATIONAL
One might have expected that the Nazi regime's deadly policies and crushing defeat would mark the end of the ethnonationalist era. But in fact they set the stage for another massive round of ethnonational transformation. The political settlement in central Europe after World War I had been achieved primarily by moving borders to align them with populations. After World War II, it was the populations that moved instead. Millions of people were expelled from their homes and countries, with at least the tacit support of the victorious Allies.
Winston Churchill, Franklin Roosevelt, and Joseph Stalin all concluded that the expulsion of ethnic Germans from non-German countries was a prerequisite to a stable postwar order. As Churchill put it in a speech to the British parliament in December 1944, "Expulsion is the method which, so far as we have been able to see, will be the most satisfactory and lasting. There will be no mixture of populations to cause endless trouble. . . . A clean sweep will be made. I am not alarmed at the prospect of the disentanglement of population, nor am I alarmed by these large transferences." He cited the Treaty of Lausanne as a precedent, showing how even the leaders of liberal democracies had concluded that only radically illiberal measures would eliminate the causes of ethnonational aspirations and aggression.
Between 1944 and 1945, five million ethnic Germans from the eastern parts of the German Reich fled westward to escape the conquering Red Army, which was energetically raping and massacring its way to Berlin. Then, between 1945 and 1947, the new postliberation regimes in Czechoslovakia, Hungary, Poland, and Yugoslavia expelled another seven million Germans in response to their collaboration with the Nazis. Together, these measures constituted the largest forced population movement in European history, with hundreds of thousands of people dying along the way.
The handful of Jews who survived the war and returned to their homes in eastern Europe met with so much anti-Semitism that most chose to leave for good. About 220,000 of them made their way into the American-occupied zone of Germany, from which most eventually went to Israel or the United States. Jews thus essentially vanished from central and eastern Europe, which had been the center of Jewish life since the sixteenth century.
Millions of refugees from other ethnic groups were also evicted from their homes and resettled after the war. This was due partly to the fact that the borders of the Soviet Union had moved westward, into what had once been Poland, while the borders of Poland also moved westward, into what had once been Germany. To make populations correspond to the new borders, 1.5 million Poles living in areas that were now part of the Soviet Union were deported to Poland, and 500,000 ethnic Ukrainians who had been living in Poland were sent to the Ukrainian Soviet Socialist Republic. Yet another exchange of populations took place between Czechoslovakia and Hungary, with Slovaks transferred out of Hungary and Magyars sent away from Czechoslovakia. A smaller number of Magyars also moved to Hungary from Yugoslavia, with Serbs and Croats moving in the opposite direction.