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OVERVIEW: HISTORY OF INTELLIGENCE ESTIMATES

By Robert L. Suettinger

This history is excerpted from the Introduction of Tracking the Dragon.

Unlike other intelligence reports, which focus on current intelligence, National Intelligence Estimates are forward-looking assessments.  Such Estimates, from the earliest days of the modern U.S. intelligence system—the product of the National Security Act of 1947—have been considered to be the best analysis of specific issues of national importance or of national crisis situations that could be brought to bear by the Director of Central Intelligence (DCI), with the concurrence of the other intelligence organizations of the United States Government.  As DCI Walter Bedell Smith put it in a 1950 meeting of the Intelligence Advisory Council,

A national intelligence estimate . . . should be compiled and assembled centrally by an agency whose objectivity and disinterestedness are not open to question. . .   Its ultimate approval should rest upon the collective judgment of the highest officials in the various intelligence agencies. . . [I]t should command recognition and respect throughout the Government as the best available and presumably the most authoritative estimate. …It is … the clear duty and responsibility of the Central Intelligence Agency under the statute to assemble and produce such coordinated and authoritative Estimates. [1]  

Accordingly, the responsibility for drafting Estimates, after briefly being assigned to CIA’s Office of Research and Estimates (ORE), was located in CIA’s Office of National Estimates (ONE) as of November 1950.  ONE performed its estimative task fully, preparing more than 1,500 of them until the office was disestablished in November 1973. [2]   ONE was a small organization, consisting of a Board of National Estimates of between five and twelve senior experts, a professional staff of 25-30 regional and functional specialists, and a support staff. [3]

Estimates could be requested (tasked) by the President, members of the National Security Council, any member of the United States Intelligence Board (USIB—predecessor of the National Foreign Intelligence Board, discussed below), or by the leadership of ONE itself.  Upon completion by ONE—a process that averaged about 6-8 weeks, Estimates were forwarded to the DCI, who presented them to the weekly USIB meeting for final concurrence.  At this point, if individual bureaucracies had specific objections to judgments made in the Estimate, they would be discussed, registered, and entered into the final draft.  Final copies of Estimates were disseminated by ONE to 100-300 individuals or offices within the U.S. Government, depending upon classification levels, subject and relevance.  After publication, many Estimates also were subjected to a formal review of “intelligence gaps” or shortfalls of information it was hoped could be addressed by intelligence collectors. [4]

To improve responsiveness to intelligence needs and to better engage the Intelligence Community members [5] in the drafting of estimative intelligence, the ONE was succeeded in 1973 by National Intelligence Officers.  This group of substantive experts became the National Intelligence Council in 1979. [6]   The final approval for NIEs currently is the responsibility of the National Foreign Intelligence Board, which is chaired by the DCI or Deputy DCI, and consists of the heads of the principal intelligence collection and analytic services in the US Government. [7]

To this day, Estimates remain controversial.  Again, to paraphrase Sherman Kent, estimating is what you do when you do not know something with exactitude or confidence.  In discussing large or complex topics, National Intelligence Estimates necessarily have to delve into a realm of speculation, a dense process of trying to separate out the probable from the possible from the impossible, and of providing answers to difficult but important questions with an appropriate degree of uncertainty about incomplete information. 

Estimates written at the specific request of a policy principal, or focused on an ongoing crisis, are likely to be read avidly and be an important factor in crisis management and decisionmaking.  If they are highly technical and involve weapons of mass destruction, they will be read carefully and be factored into long-range planning processes, particularly by military consumers.  If they are more general overviews of internal politics, economic development, or even foreign policy, they are less likely to be read by key policymakers, but they may be highly useful in educating middle-level officials and other members of the Intelligence Community on general policy issues and potential problems just over the (invariably short) horizon of the policy players. 

In any case, Kent’s advice to those charged with preparing Estimates remains sound.  An Estimate,

…should be relevant within the area of our competence, and above all it should … be credible.  Let things be such that if our policymaking master is to disregard our knowledge and wisdom, he will never do so because our work was inaccurate, incomplete, or patently biased.  Let him disregard us only when he must pay greater heed to someone else.  And let him be uncomfortable—thoroughly uncomfortable—about his decision to heed this other. [8]  

Equally important, NIEs are documents of record, contributions to institutional, and perhaps national history.  Current intelligence analysis disappears quickly and even more thoroughly than yesterday’s newspaper.  Mid-range analysis is usually remembered only if it’s wrong.  But Estimates put the big judgments on the record, they represent the collective knowledge of hundreds of intelligence analysts, and they are intended to stand a test of time—in most cases, two to five years.  So in a sense, they are written for historians as well as policymakers.



[1] Quotations from Sherman Kent, The Law and Custom of the National Intelligence Estimate, available at http://www.cia.gov/csi/books/shermankent/5law.html. 

[2] Ibid.  Estimates produced by ORE bear the office’s abbreviated designator.  National Intelligence Estimates (NIEs) and Special National Intelligence Estimates (SNIEs) were produced by ONE.

[3] Ibid.  See also Sherman Kent, The Making of an NIE, which is available at http://www.cia.gov/csi/books/shermankent/making.html.  This is a particularly valuable essay by the individual who was head of ONE from 1952 to 1967.  It discusses in detail the ONE process of preparing an Estimate from beginning to end.

[4] Ibid.

[5] As currently constituted, the Intelligence Community consists of the Central Intelligence Agency, Defense Intelligence Agency, National Security Agency, National Geospatial Intelligence Agency, National Reconnaissance Office, the State Department’s Bureau of Intelligence and Research, Air Force, Army, Coast Guard, Marine Corps and Navy Intelligence, the Federal Bureau of Investigation, Department of Homeland Security, Department of Energy, and the Treasury Department.

[6] For a full description of the NIC, its organization, history, mandate and a selection of its products, go to http://www.cia.gov/nic/NIC_home.html.

[7] This structure was authorized under Director of Central Intelligence Directive 3/1, of January 14, 1997, which can be found at http://www.fas.org/irp/offdocs/dcid3-1.html.

[8] “Estimates and Influence,” Sherman Kent, available at http://www.cia.gov/csi/books/shermankent/4estimates.html

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