| March, 2011 |
CFTC Alert: Fund Exemptions May Be Eliminated |
| February, 2011 |
Annual Audit Filing Due Date is March 1, 2011 for Broker-Dealers |
| February, 2011 |
How To Start A Hedge Fund in the US in 2011 |
| February, 2011 |
Deadlines Looming for 13F Filers |
| December, 2010 |
Deadline Looming For Investment Adviser Renewals |
| December, 2010 |
The Sec Goes Long On Insider-trading Cases |
| November, 2010 |
Annual Form ADV Reminder |
| October, 2010 |
SEC Issues A Significant No-Action Letter For Registered Investment Advisers Managing Private Funds |
| October, 2010 |
Delaware Supreme Court Holds That Hedge Fund Limited Partner Has Right To Full Partnership List Unle |
| September, 2010 |
SEC Enacts New Proxy Access Rule |
| August, 2010 |
New Amendments to the Form ADV Part 2 Require Greater Plain English Disclosures |
| July, 2010 |
President Obama Signs the Dodd-Frank Wall Street Reform and Consumer Protection Act |
| June, 2010 |
How To Start A Hedgefund In The US 2010 |
| April, 2010 |
Custody Deadline Looming for Advisers to Funds |
| February, 2010 |
Hedgeweek Special Report - US Hedge Funds 2010 |
| January, 2010 |
New SEC Personnel Emphasize More Focused Adviser Examinations |
| January, 2010 |
Attracting Retail and Institutional Investors in Europe - UCITS III |
| October, 2009 |
November 14, 2009 is the Deadline to File Updated Disclosure Information on Form U4s |
| October, 2009 |
New Massachusetts Privacy Protection Requirements |
| August, 2009 |
Additional SEC Action Addressing Short Sales |
| August, 2009 |
SEC Amends Rules to Issue More Subpoenas |
| July, 2009 |
Reforms to Federal and State Investment Adviser Regulations |
| June, 2009 |
Hope For Hedge Funds |
| March, 2009 |
Passage of Bill 953 Pending - The Expected Vote and Subsequent Passage of the Connecticut Bill 953 W |
| March, 2009 |
Building a Leader Among Small Law Firms in Financial Services |
| March, 2009 |
Alert! Changes to Business Entity Publication Requirements |
| October, 2008 |
Managing Liquidity in a Hedge Fund |
| September, 2008 |
Form SH Filings Due on Monday, September 29, 2008 |
| September, 2008 |
SEC Takes Emergency Actions to Impose Restrictions and Reporting Requirements on Short Sellers |
| August, 2008 |
SEC Issues Interpretive Letter |
| May, 2008 |
California Withdraws Proposal That Would Have Required Most Fund Managers to Register as Investment |
| January, 2008 |
US East Coast 2008 - The Winner Takes It All? |
| September, 2007 |
California Proposes to Require Fund Managers to Register as Investment Advisers |
| September, 2007 |
Alert – California Proposes Significant Rule Changes for Registered Investment Advisers |
| November, 2005 |
Evolution of Index Proxies |
| April, 2005 |
Agenda for the CPO and Commodity Pool Roundtable on April 6, 2005 |
| April, 2005 |
Which Offshore Advisers Must Register As A Result of the SEC's New Rules |
| April, 2005 |
Deals on the side - Article |
| July, 2004 |
SEC Votes to Propose Requirement that Hedge Fund Advisers Register |
| February, 2004 |
A Reality Check on Hedge Fund Returns needs its own “reality check” |
| October, 2003 |
Service Provider Series: Choosing a Marketer |
| August, 2003 |
Seeding Success |
| August, 2000 |
Conducting Due Diligence of Solicitors |
| March, 2000 |
Investment Partnership Seminar |
| January, 2000 |
Marketing Strategies For Private Investment Companies |
| October, 1999 |
Federal Regulation of Soft Dollar Arrangements |
| August, 1999 |
Choosing Between a Master-Feeder or a Side by Side Structure |
If you would like more information regarding any of
these publications or seminars, please contact
us. If you want to contribute any content, please contact
Ron S. Geffner at: rgeffner@sglawyers.com