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Indiana Department of Financial Institutions

• Corporate Fiduciary Resolution Plan
• Revised Corporate Fiduciary Ratings Effective January 31, 2014
• Policy Establishing Criteria For Exemption Of Dividend Approval By The Department 4-11-13
• Standards for the Risk Management of Corporate Account Takeovers
• Standing Examination Sharing Cover Letter - March 2013
• Statement Of Procedure For Obtaining Standing Authority To Share Examination Findings With Authorized External Auditors_Outside Counsel_Officers And Employees - April 2013
• Policy Regarding the Ability of State-Chartered Depository Institutions to Engage in Derivative Transactions
• Policy Regarding Remote Participation in Members' Meetings by DFI Members
• Emergency Bank Closing Statute - February 2010
• Permissible Investments for Credit Unions - September 2008
• Policy Regarding the Purchase and Holding of U.S. Government Sponsored Entity Equity Securities
• Refund Policy on Consumer Credit Application and Other Fees - Spring 2010
• Parity Order Allowing IN State Chartered CU to Provide Health Savings Accounts to Their Members
• Audit Policy
• Policy for Closing a Branch Office
• Policy for Establishing a Bank Subsidiary 
• Trust Preferred Securities
  • Trust Preferred Securities - Addendum
  • Trust Preferred Securities - Addendum 2
• DFI Policy Concerning Debt Cancellation Contracts (Banks, Savings Banks, Savings Associations)
  • Q&A on Debt Cancellation by a Depository Institution
• DFI Policy Concerning Debt Cancellation Contracts & Debt Suspension for Credit Unions
  • Q&A on Debt Cancellation by a Depository Institution
  • NCUA - Debt Cancellation and Suspension Programs
  • OCC - Debt Cancellation Policies and Debt Suspension Agreements

Nationwide Supervisory Agreements signed by Indiana

• State Federal Working Group: Recommended Practices for the Seamless Supervision of State-Chartered Banks
• Nationwide Cooperative Agreement
• Nationwide State-Federal Supervisory Agreement
• Nationwide Cooperative Agreement Multi-State Trust Institutions
• Letter Agreement Regarding Provision of Jointly Held Confidential Supervisory Information to the Financial Crimes Enforcement Network
• Memorandum of Understanding Between US Dept of Treasury Office of Foreign Asset Control and DFI
• Memorandum of Understanding Between US Dept of Treasury Financial Crimes Enforcement Network and the DFI
• Memorandum of Understanding between IRS and DFI Concerning Money Services Businesses and Certain Other Non-Bank Financial Institutions

Procedures

• Guidelines for Issuing Subordinated Debt Securities
• Lending Limit of Industrial Loan and Investment Companies
• Factors to Consider When Reviewing Branch/Relocation Applications

• Indiana DFI Depository List
• Indiana DFI Consumer Credit List
• Forms.IN.gov

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