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Latest Filings Received and Processed at the SEC

This listing contains the most recent filings for the current official filing date (including filings made after the 5:30 pm deadline on the previous filing day). Filings may be made Monday through Friday (except for U.S. Federal Holidays).

Key to Descriptions

(Filer)Filing was made by and describes the company named.
(Subject)Filing describes the company named but was made by another entity.
(Filed by)Filing was made by the company named but describes a subject company.
(Reporting)Filing was made by an individual reporting holdings in a company.
[Paper]Paper filings are available by film number.
[Cover]Filing contains an SEC-released cover letter or correspondence.
(Each "Reporting" and "Filed by" filing has a matching "Subject" listing.)
To limit filing results,
enter company name, CIK, or form type.
Ownership?
  Items 1 - 40   Latest Filings RSS Feed
Form Formats Description Accepted Filing Date File/Film No
KINGSTONE COMPANIES, INC. (0000033992) (Filer)
S-3/A [html][text] [Amend] Registration statement under Securities Act of 1933
Accession Number: 0001021771-17-000010  Act: 33  Size: 794 KB
2017-01-18
17:30:24
2017-01-18333-215426
17534244
Southern Concepts Restaurant Group, Inc. (0001445918) (Filer)
8-K [html][text] Current report, items 4.01 and 9.01
Accession Number: 0001079973-17-000031  Act: 34  Size: 22 KB
2017-01-18
17:30:23
2017-01-18000-53853
17534243
JPMorgan Chase Financial Co. LLC (0001665650) (Filer)
424B2 [html][text] Prospectus [Rule 424(b)(2)]
Accession Number: 0000950103-17-000450  Act: 33  Size: 153 KB
2017-01-18
17:30:18
2017-01-18333-209682-01
17534242
JPMORGAN CHASE & CO (0000019617) (Filer)
424B2 [html][text] Prospectus [Rule 424(b)(2)]
Accession Number: 0000950103-17-000450  Act: 33  Size: 153 KB
2017-01-18
17:30:18
2017-01-18333-209682
17534241
EnteroMedics Inc (0001371217) (Filer)
424B4 [html][text] Prospectus [Rule 424(b)(4)]
Accession Number: 0001193125-17-012480  Act: 33  Size: 491 KB
2017-01-18
17:30:03
2017-01-18333-213704
17534239
Nissan Motor Acceptance Corp (0001540639) (Filer)
ABS-15G [html][text] Asset-backed securitizer report pursuant to Section 15G, item 1.02
Accession Number: 0001540639-17-000003  Act: DF  Size: 21 KB
2017-01-18
17:29:52
2017-01-18025-00681
17534238
PARAGON OFFSHORE PLC (0001594590) (Filer)
8-K [html][text] Current report, items 7.01 and 9.01
Accession Number: 0001104659-17-002840  Act: 34  Size: 1 MB
2017-01-18
17:29:46
2017-01-18001-36465
17534237
Xtant Medical Holdings, Inc. (0001453593) (Filer)
8-K [html][text] Current report, items 7.01 and 9.01
Accession Number: 0001144204-17-002749  Act: 34  Size: 32 KB
2017-01-18
17:29:40
2017-01-18001-34951
17534236
NexPoint Capital, Inc. (0001588272) (Filer)
497 [html][text] Definitive materials
Accession Number: 0001193125-17-012479  Act: 33  Size: 18 KB
2017-01-18
17:29:32
2017-01-18333-196096
17534235
ICAHN ENTERPRISES HOLDINGS L.P. (0001034563) (Filer)
8-K [html][text] Current report, items 1.01, 2.03, 8.01, and 9.01
Accession Number: 0001144204-17-002748  Act: 34  Size: 1 MB
2017-01-18
17:29:05
2017-01-18333-118021-01
17534234
ICAHN ENTERPRISES L.P. (0000813762) (Filer)
8-K [html][text] Current report, items 1.01, 2.03, 8.01, and 9.01
Accession Number: 0001144204-17-002748  Act: 34  Size: 1 MB
2017-01-18
17:29:05
2017-01-18001-09516
17534233
ICON ECI FUND FIFTEEN, L.P. (0001502519) (Filer)
8-K [html][text] Current report, items 7.01 and 9.01
Accession Number: 0001144204-17-002747  Act: 34  Size: 583 KB
2017-01-18
17:28:56
2017-01-18000-54604
17534231
Inventergy Global, Inc. (0001084752) (Filer)
DEF 14A [html][text] Other definitive proxy statements
Accession Number: 0001144204-17-002746  Act: 34  Size: 254 KB
2017-01-18
17:28:56
2017-01-18000-26399
17534230
Allegiance Bancshares, Inc. (0001642081) (Filer)
S-3 [html][text] Registration statement under Securities Act of 1933
Accession Number: 0001642081-17-000002  Act: 33  Size: 2 MB
2017-01-18
17:28:21
2017-01-18333-215610
17534225
SP Capital Fund, LP (0001694987) (Filer)
D [html][text] Notice of Exempt Offering of Securities, items 06b, 3C, 3C.1, and 3C.7
Accession Number: 0001694987-17-000001  Act: 33  Size: 6 KB
2017-01-18
17:28:07
2017-01-18021-278718
17534224
371 DotAve LLC (0001695110) (Filer)
D [html][text] Notice of Exempt Offering of Securities, item 06b
Accession Number: 0001695110-17-000001  Act: 33  Size: 5 KB
2017-01-18
17:27:20
2017-01-18021-278717
17534220
Carey Watermark Investors 2 Inc (0001609471) (Filer)
POS AM [html][text] Post-Effective amendments for registration statement
Accession Number: 0001047469-17-000246  Act: 33  Size: 5 MB
2017-01-18
17:26:42
2017-01-18333-196681
17534217
Hercules Capital, Inc. (0001280784) (Filer)
8-K [html][text] Current report, items 7.01 and 9.01
Accession Number: 0001193125-17-012474  Act: 34  Size: 33 KB
2017-01-18
17:26:32
2017-01-18814-00702
17534216
Alden Global Capital LLC (0001616882) (Filed by)
SC 13D/A [html][text] [Amend] General statement of acquisition of beneficial ownership
Accession Number: 0000921895-17-000065  Size: 126 KB
2017-01-18
17:26:26
2017-01-18
PIER 1 IMPORTS INC/DE (0000278130) (Subject)
SC 13D/A [html][text] [Amend] General statement of acquisition of beneficial ownership
Accession Number: 0000921895-17-000065  Act: 34  Size: 126 KB
2017-01-18
17:26:26
2017-01-18005-20038
17534215
LyondellBasell Industries N.V. (0001489393) (Filer)
8-K [html][text] Current report, items 5.02 and 9.01
Accession Number: 0001193125-17-012473  Act: 34  Size: 22 KB
2017-01-18
17:26:02
2017-01-18001-34726
17534214
CASTLIGHT HEALTH, INC. (0001433714) (Subject)
425 [html][text] Prospectuses and communications, business combinations
Accession Number: 0001433714-17-000022  Act: 34  Size: 2 MB
2017-01-18
17:25:54
2017-01-18001-36330
17534212
REYNOLDS AMERICAN INC (0001275283) (Filer)
DEFA14A [html][text] Additional definitive proxy soliciting materials and Rule 14(a)(12) material
Accession Number: 0001193125-17-012472  Act: 34  Size: 2 MB
2017-01-18
17:25:33
2017-01-18001-32258
17534210
OLD POINT FINANCIAL CORP (0000740971) (Filer)
8-K [html][text] Current report, items 5.02 and 9.01
Accession Number: 0000740971-17-000003  Act: 34  Size: 1 MB
2017-01-18
17:25:25
2017-01-18000-12896
17534209
Wu Jianhua (0001420014) (Filed by)
SC 13D/A [html][text] [Amend] General statement of acquisition of beneficial ownership
Accession Number: 0001213900-17-000457  Size: 86 KB
2017-01-18
17:25:18
2017-01-18
Cleantech Solutions International, Inc., (0000819926) (Subject)
SC 13D/A [html][text] [Amend] General statement of acquisition of beneficial ownership
Accession Number: 0001213900-17-000457  Act: 34  Size: 86 KB
2017-01-18
17:25:18
2017-01-18005-83413
17534207
KLONDEX MINES LTD (0001311605) (Filer)
8-K [html][text] Current report, items 2.02, 7.01, and 9.01
Accession Number: 0001311605-17-000034  Act: 34  Size: 385 KB
2017-01-18
17:25:06
2017-01-18001-37563
17534205
Vale S.A. (0000917851) (Filer)
6-K [html][text] Report of foreign issuer [Rules 13a-16 and 15d-16]
Accession Number: 0001104659-17-002837  Act: 34  Size: 48 KB
2017-01-18
17:24:44
2017-01-18001-15030
17534202
CD 2017-CD3 Mortgage Trust (0001693368) (Subject)
FWP [html][text] Filing under Securities Act Rules 163/433 of free writing prospectuses
Accession Number: 0001539497-17-000008  Act: 34  Size: 2 MB
2017-01-18
17:24:41
2017-01-18333-207132-10
17534201
CITIGROUP COMMERCIAL MORTGAGE SECURITIES INC (0001258361) (Filed by)
FWP [html][text] Filing under Securities Act Rules 163/433 of free writing prospectuses
Accession Number: 0001539497-17-000008  Size: 2 MB
2017-01-18
17:24:41
2017-01-18
CREDIT SUISSE AG (0001053092) (Filer)
6-K [html][text] Report of foreign issuer [Rules 13a-16 and 15d-16]
Accession Number: 0000950103-17-000449  Act: 34  Size: 21 KB
2017-01-18
17:24:21
2017-01-18001-33434
17534200
CACHET FINANCIAL SOLUTIONS, INC. (0001487906) (Filer)
PRE 14A [html][text] Other preliminary proxy statements
Accession Number: 0001493152-17-000618  Act: 34  Size: 261 KB
2017-01-18
17:24:13
2017-01-18001-37913
17534197
TRANSALTA CORP (0001144800) (Subject)
F-X [html][text] Appointment of Agent for Service of Process and Undertaking
Accession Number: 0001193125-17-012469  Act: 33  Size: 17 KB
2017-01-18
17:24:02
2017-01-18333-215608
17534196
New Age Beverages Corp (0001579823) (Filer)
S-1/A [html][text] [Amend] General form for registration of securities under the Securities Act of 1933
Accession Number: 0001493152-17-000617  Act: 33  Size: 10 MB
2017-01-18
17:23:40
2017-01-18333-215267
17534194
CREDIT SUISSE AG (0001053092) (Filer)
424B2 [html][text] Prospectus [Rule 424(b)(2)]
Accession Number: 0000950103-17-000448  Act: 33  Size: 186 KB
2017-01-18
17:23:29
2017-01-18333-202913
17534193
Mutual Fund & Variable Insurance Trust (0000810695) (Filer)
497 [html][text] Definitive materials
Accession Number: 0001580642-17-000269  Act: 33  Size: 604 KB
2017-01-18
17:23:22
2017-01-18333-213741
17534192
PURA NATURALS, INC. (0001501257) (Filer)
8-K [html][text] Current report, item 5.02
Accession Number: 0001079974-17-000022  Act: 34  Size: 22 KB
2017-01-18
17:23:17
2017-01-18000-54888
17534191
CIT GROUP INC (0001171825) (Filer)
8-K [html][text] Current report, items 8.01 and 9.01
Accession Number: 0000891092-17-000363  Act: 34  Size: 32 KB
2017-01-18
17:23:10
2017-01-18001-31369
17534190
ALMADEN MINERALS LTD (0001015647) (Filer)
6-K [html][text] Report of foreign issuer [Rules 13a-16 and 15d-16]
Accession Number: 0001199073-17-000050  Act: 34  Size: 1 MB
2017-01-18
17:22:59
2017-01-18001-32702
17534189
Northern Lights Fund Trust (0001314414) (Filer)
24F-2NT [html][text] Rule 24F-2 notice
Accession Number: 0001580642-17-000268  Act: 33  Size: 5 KB
2017-01-18
17:22:41
2017-01-18333-122917
17534188

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Modified: 07/18/2014